We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
226
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$842K 0.07%
11,428
+1,647
+17% +$123K
AMD icon
227
Advanced Micro Devices
AMD
$789B
$830K 0.07%
8,074
-2,412
-23% -$262K
SCHZ icon
228
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$823K 0.07%
37,230
+2,644
+8% +$59.9K
ETR icon
229
Entergy
ETR
$50B
$815K 0.07%
17,626
+2,174
+14% +$106K
USFR icon
230
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$809K 0.07%
16,086
+3,308
+26% +$167K
IFRA icon
231
iShares US Infrastructure ETF
IFRA
$4.6B
$809K 0.07%
22,111
+2,079
+10% +$80.8K
HYMB icon
232
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$800K 0.07%
33,575
-809
-2% -$20K
PLTR icon
233
Palantir
PLTR
$413B
$789K 0.07%
49,340
+33,670
+215% +$536K
SDVY icon
234
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$777K 0.07%
27,539
-169,070
-86% -$4.94M
SPSB icon
235
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$753K 0.06%
25,688
-1,443
-5% -$42.4K
VNQI icon
236
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$741K 0.06%
19,030
+204
+1% +$8.28K
NRG icon
237
NRG Energy
NRG
$24.8B
$730K 0.06%
18,940
-348
-2% -$13.2K
QDEC icon
238
FT Vest Growth-100 Buffer ETF December
QDEC
$700M
$725K 0.06%
+32,040
New +$723K
BA icon
239
Boeing
BA
$185B
$723K 0.06%
3,770
-256
-6% -$56K
SBUX icon
240
Starbucks
SBUX
$120B
$721K 0.06%
7,896
-14
-0.2% -$1.37K
MGEE icon
241
MGE Energy Inc
MGEE
$3.08B
$721K 0.06%
10,518
+62
+0.6% +$4.7K
USXF icon
242
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$711K 0.06%
20,519
-162
-0.8% -$5.86K
ITCI
243
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$709K 0.06%
13,610
+186
+1% +$10.8K
ONON icon
244
On Holding
ONON
$12.5B
$704K 0.06%
+25,318
New +$801K
IHDG icon
245
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$699K 0.06%
18,037
-133
-0.7% -$5.26K
NKE icon
246
Nike
NKE
$61.9B
$697K 0.06%
7,294
+219
+3% +$22.5K
FLIA icon
247
Franklin International Aggregate Bond ETF
FLIA
$768M
$697K 0.06%
35,902
+23
+0.1% +$451
IWB icon
248
iShares Russell 1000 ETF
IWB
$50.2B
$688K 0.06%
2,928
– –
DOW icon
249
Dow Inc
DOW
$21.2B
$686K 0.06%
13,313
+897
+7% +$48.2K
INTC icon
250
Intel
INTC
$513B
$686K 0.06%
19,287
-867
-4% -$30.2K
8 9
10
11 12

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.