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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
226
State Street Technology Select Sector SPDR ETF
XLK
$123B
$657K 0.07%
11,066
-1,396
-11% -$95.3K
DGRO icon
227
iShares Core Dividend Growth ETF
DGRO
$43.6B
$654K 0.07%
14,701
-203
-1% -$9.99K
XYZ
228
Block Inc
XYZ
$47.4B
$641K 0.07%
11,648
+185
+2% +$13.1K
WYNN icon
229
Wynn Resorts
WYNN
$10.5B
$638K 0.07%
10,116
– –
EXC icon
230
Exelon
EXC
$46.1B
$636K 0.07%
16,983
+1,558
+10% +$68.9K
GM icon
231
General Motors
GM
$76.5B
$629K 0.07%
19,605
-1,082
-5% -$39.7K
IYR icon
232
iShares US Real Estate ETF
IYR
$4.51B
$608K 0.06%
7,469
-104
-1% -$9.85K
ISCF icon
233
iShares International Small Cap Equity Factor ETF
ISCF
$679M
$604K 0.06%
23,092
-1,665
-7% -$48.6K
BUFR icon
234
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$598K 0.06%
+28,692
New +$638K
IWB icon
235
iShares Russell 1000 ETF
IWB
$50.2B
$591K 0.06%
2,994
+276
+10% +$60.5K
FALN icon
236
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$585K 0.06%
24,457
-12,741
-34% -$320K
USXF icon
237
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$582K 0.06%
20,786
-327
-2% -$10.2K
BNDX icon
238
Vanguard Total International Bond ETF
BNDX
$82.9B
$580K 0.06%
12,151
-228
-2% -$11.3K
GBIL icon
239
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$580K 0.06%
5,806
-202
-3% -$20.2K
EMB icon
240
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$569K 0.06%
7,170
-33,669
-82% -$2.88M
CAT icon
241
Caterpillar
CAT
$388B
$565K 0.06%
3,443
-6,064
-64% -$1.11M
EWX icon
242
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$695M
$562K 0.06%
12,339
+566
+5% +$27.7K
NZF icon
243
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$559K 0.06%
49,167
-690
-1% -$8.9K
NKE icon
244
Nike
NKE
$61.4B
$558K 0.06%
6,713
+245
+4% +$26.4K
IYH icon
245
iShares US Healthcare ETF
IYH
$3.74B
$556K 0.06%
10,995
+580
+6% +$31.3K
ETR icon
246
Entergy
ETR
$49.4B
$554K 0.06%
11,014
+1,260
+13% +$72.3K
SPIP icon
247
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$551K 0.06%
+21,713
New +$595K
ORCL icon
248
Oracle
ORCL
$429B
$550K 0.06%
9,008
-22
-0.2% -$1.61K
CEG icon
249
Constellation Energy
CEG
$97.1B
$542K 0.06%
6,515
+26
+0.4% +$1.92K
KRE icon
250
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$541K 0.06%
9,183
-2,440
-21% -$153K
8 9
10
11 12

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.