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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
226
Mastercard
MA
$492B
$914K 0.08%
2,557
-22
-0.9% -$7.91K
EW icon
227
Edwards Lifesciences
EW
$53.3B
$909K 0.08%
7,725
-1,246
-14% -$140K
ISCF icon
228
iShares International Small Cap Equity Factor ETF
ISCF
$678M
$901K 0.08%
26,247
-1,341
-5% -$46.3K
XLF icon
229
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$898K 0.08%
23,432
-2,913
-11% -$114K
DSI icon
230
iShares MSCI KLD 400 Social ETF
DSI
$5.53B
$886K 0.08%
10,232
+3,934
+62% +$337K
NTNX icon
231
Nutanix
NTNX
$17.4B
$884K 0.08%
32,974
+2,631
+9% +$70.5K
EXC icon
232
Exelon
EXC
$46B
$869K 0.08%
18,245
-7,827
-30% -$332K
IVE icon
233
iShares S&P 500 Value ETF
IVE
$49.9B
$856K 0.08%
5,496
+670
+14% +$103K
FANG icon
234
Diamondback Energy
FANG
$55.4B
$855K 0.08%
6,235
-8,876
-59% -$1.15M
NKE icon
235
Nike
NKE
$62.2B
$855K 0.08%
6,358
+407
+7% +$57.2K
KBWB icon
236
Invesco KBW Bank ETF
KBWB
$6.72B
$854K 0.08%
13,400
-18,800
-58% -$1.3M
VNQI icon
237
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$853K 0.08%
16,420
+1,410
+9% +$73.5K
MDB icon
238
MongoDB
MDB
$33.4B
$848K 0.08%
1,911
– –
PCEF icon
239
Invesco CEF Income Composite ETF
PCEF
$815M
$836K 0.08%
37,875
-19,337
-34% -$433K
HNDL icon
240
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$636M
$828K 0.08%
34,354
+17,820
+108% +$433K
FCX icon
241
Freeport-McMoran
FCX
$99B
$827K 0.08%
16,627
-1,800
-10% -$79.7K
NZF icon
242
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$820K 0.08%
56,143
-2,894
-5% -$44.7K
FTXR icon
243
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
$819K 0.08%
25,360
-514
-2% -$16.6K
STOR
244
DELISTED
STORE Capital Corporation
STOR
$818K 0.08%
27,995
-529
-2% -$16.3K
FMB icon
245
First Trust Managed Municipal ETF
FMB
$2.06B
$811K 0.07%
15,292
-3,265
-18% -$180K
XLV icon
246
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$801K 0.07%
5,850
+127
+2% +$16.8K
GSST icon
247
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$791K 0.07%
15,772
+926
+6% +$46.6K
IAU icon
248
iShares Gold Trust
IAU
$64.6B
$782K 0.07%
21,242
-3,865
-15% -$138K
DGRO icon
249
iShares Core Dividend Growth ETF
DGRO
$43.6B
$781K 0.07%
14,637
-1,072
-7% -$57.2K
TLH icon
250
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$778K 0.07%
5,784
+3,210
+125% +$450K
8 9
10
11 12

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.