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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
226
Exelon
EXC
$47B
$1.07M 0.1%
26,072
+78
+0.3% +$2.94K
USXF icon
227
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$1.07M 0.1%
27,207
+5,564
+26% +$214K
TFI icon
228
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1.07M 0.09%
+20,708
New +$1.07M
EOG icon
229
EOG Resources
EOG
$70.7B
$1.07M 0.09%
12,047
-1,704
-12% -$153K
OEF icon
230
iShares S&P 100 ETF
OEF
$20.5B
$1.07M 0.09%
4,870
-159
-3% -$33.7K
NUE icon
231
Nucor
NUE
$62.1B
$1.06M 0.09%
9,315
+803
+9% +$87.8K
FMB icon
232
First Trust Managed Municipal ETF
FMB
$2.06B
$1.06M 0.09%
18,557
+381
+2% +$21.6K
UPS icon
233
United Parcel Service
UPS
$88.9B
$1.05M 0.09%
4,913
-659
-12% -$134K
DOW icon
234
Dow Inc
DOW
$21.2B
$1.05M 0.09%
18,531
+503
+3% +$28.7K
IJT icon
235
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.05M 0.09%
7,536
+221
+3% +$30.1K
MRK icon
236
Merck
MRK
$318B
$1.04M 0.09%
13,524
+579
+4% +$46.1K
FXG icon
237
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.03M 0.09%
16,649
+1,249
+8% +$73.4K
XLF icon
238
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$1.03M 0.09%
26,345
+2,510
+11% +$98.7K
BABA icon
239
Alibaba
BABA
$308B
$1.02M 0.09%
8,586
-1,806
-17% -$263K
PHM icon
240
Pultegroup
PHM
$25.3B
$1.02M 0.09%
17,774
-3,474
-16% -$178K
MDB icon
241
MongoDB
MDB
$32.1B
$1.01M 0.09%
1,911
+1
+0.1% +$512
NZF icon
242
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$1.01M 0.09%
59,037
+105
+0.2% +$1.78K
ABT icon
243
Abbott
ABT
$187B
$1M 0.09%
7,131
+1
+0% +$128
ISCF icon
244
iShares International Small Cap Equity Factor ETF
ISCF
$681M
$1M 0.09%
27,588
-1,339
-5% -$49K
NKE icon
245
Nike
NKE
$61.9B
$992K 0.09%
5,951
+273
+5% +$45K
STOR
246
DELISTED
STORE Capital Corporation
STOR
$981K 0.09%
28,524
+52
+0.2% +$1.77K
ANSS
247
DELISTED
Ansys
ANSS
$968K 0.09%
2,413
-444
-16% -$171K
NTNX icon
248
Nutanix
NTNX
$16.9B
$967K 0.09%
30,343
-92
-0.3% -$3.16K
TDG icon
249
TransDigm Group
TDG
$67.7B
$963K 0.09%
1,514
-290
-16% -$182K
KWEB icon
250
KraneShares CSI China Internet ETF
KWEB
$5.67B
$962K 0.09%
26,358
-5,072
-16% -$233K
8 9
10
11 12

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VCM
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SFI
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WJA
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.