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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FALN icon
226
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$1.03M 0.1%
34,098
+2,807
+9% +$84.6K
IYR icon
227
iShares US Real Estate ETF
IYR
$4.57B
$1.03M 0.1%
10,017
-301
-3% -$32K
QCOM icon
228
Qualcomm
QCOM
$176B
$1.02M 0.1%
7,931
-8
-0.1% -$1.14K
BATRA icon
229
Atlanta Braves Holdings Series A
BATRA
$3.43B
$1.02M 0.1%
37,751
-743
-2% -$19.8K
UPS icon
230
United Parcel Service
UPS
$88.9B
$1.01M 0.1%
5,572
+268
+5% +$52.9K
EW icon
231
Edwards Lifesciences
EW
$51.7B
$1.01M 0.1%
8,903
-910
-9% -$104K
PARA
232
DELISTED
Paramount Global Class B
PARA
$1.01M 0.1%
25,492
+10,447
+69% +$426K
PYPL icon
233
PayPal
PYPL
$50.5B
$1.01M 0.1%
3,869
-174
-4% -$49.4K
UNH icon
234
UnitedHealth
UNH
$370B
$1M 0.1%
2,567
-66
-3% -$27.3K
OEF icon
235
iShares S&P 100 ETF
OEF
$20.5B
$993K 0.1%
5,029
-40
-0.8% -$8.12K
NZF icon
236
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$985K 0.1%
58,932
+83
+0.1% +$1.44K
PHM icon
237
Pultegroup
PHM
$25.3B
$976K 0.09%
21,248
-845
-4% -$43.9K
ANSS
238
DELISTED
Ansys
ANSS
$973K 0.09%
2,857
-98
-3% -$35.4K
MRK icon
239
Merck
MRK
$318B
$972K 0.09%
12,945
+148
+1% +$11.3K
FXR icon
240
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$970K 0.09%
16,912
+3,038
+22% +$181K
PCEF icon
241
Invesco CEF Income Composite ETF
PCEF
$813M
$959K 0.09%
40,035
+1,699
+4% +$41.5K
IJT icon
242
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$951K 0.09%
7,315
-72
-1% -$9.49K
XLU icon
243
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$947K 0.09%
29,648
+1,172
+4% +$39.2K
STOR
244
DELISTED
STORE Capital Corporation
STOR
$912K 0.09%
28,472
+2,270
+9% +$80.4K
KBWB icon
245
Invesco KBW Bank ETF
KBWB
$6.73B
$906K 0.09%
13,500
-153
-1% -$9.91K
MDB icon
246
MongoDB
MDB
$32.1B
$901K 0.09%
1,910
– –
VPU
247
Vanguard Utilities ETF
VPU
$8.44B
$901K 0.09%
6,478
+2,055
+46% +$300K
EXC icon
248
Exelon
EXC
$47B
$896K 0.09%
25,994
+3,301
+15% +$113K
XLF icon
249
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$895K 0.09%
23,835
+1,366
+6% +$51.1K
SCHV
250
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$887K 0.09%
39,441
+1,269
+3% +$29.4K
8 9
10
11 12

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.