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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
226
PepsiCo
PEP
$188B
– –
-13,579
Closed -$1.86M
PFE icon
227
Pfizer
PFE
$154B
– –
-174,594
Closed -$6.49M
PG icon
228
Procter & Gamble
PG
$339B
– –
-76,245
Closed -$9.52M
PGF icon
229
Invesco Financial Preferred ETF
PGF
$668M
– –
-29,654
Closed -$560K
PGX icon
230
Invesco Preferred ETF
PGX
$3.76B
– –
-39,035
Closed -$586K
PJAN icon
231
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
– –
-43,880
Closed -$1.25M
PM icon
232
Philip Morris
PM
$290B
– –
-3,233
Closed -$275K
PNC icon
233
CALL
PNC Financial Services
PNC
$100B
– –
-1,300
Closed -$208K
PNC icon
234
PNC Financial Services
PNC
$100B
– –
-7,685
Closed -$1.23M
PNQI icon
235
Invesco NASDAQ Internet ETF
PNQI
$545M
– –
-10,415
Closed -$295K
PSEC icon
236
Prospect Capital
PSEC
$1.14B
– –
-16,683
Closed -$107K
PSK icon
237
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
– –
-11,997
Closed -$528K
PSLV icon
238
Sprott Physical Silver Trust
PSLV
$13.8B
– –
-15,500
Closed -$101K
PYPL icon
239
PayPal
PYPL
$50.1B
– –
-3,267
Closed -$353K
QCOM icon
240
Qualcomm
QCOM
$172B
– –
-2,907
Closed -$256K
QQQ icon
241
Invesco QQQ Trust
QQQ
$480B
– –
-18,675
Closed -$3.97M
QTEC icon
242
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.78B
– –
-14,493
Closed -$1.45M
REM icon
243
iShares Mortgage Real Estate ETF
REM
$535M
– –
-20,373
Closed -$907K
RFDI icon
244
First Trust RiverFront Dynamic Developed International ETF
RFDI
$167M
– –
-52,340
Closed -$3.14M
RFEM icon
245
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.2M
– –
-49,496
Closed -$3.21M
RFEU
246
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
– –
-49,637
Closed -$3.11M
RLY icon
247
State Street Multi-Asset Real Return ETF
RLY
$1.31B
– –
-91,422
Closed -$2.32M
RSP icon
248
Invesco S&P 500 Equal Weight ETF
RSP
$99.2B
– –
-2,250
Closed -$260K
RSPF icon
249
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
– –
-4,725
Closed -$221K
RSPR icon
250
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$98.2M
– –
-19,506
Closed -$613K
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.