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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMB icon
226
First Trust Managed Municipal ETF
FMB
$2.06B
$381K 0.07%
6,867
+1,265
+23% +$70.2K
FXU icon
227
First Trust Utilities AlphaDEX Fund
FXU
$825M
$379K 0.07%
12,967
– –
NEE icon
228
NextEra Energy
NEE
$177B
$373K 0.07%
6,156
+2,000
+48% +$117K
VGSH icon
229
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$372K 0.07%
6,122
+980
+19% +$59.7K
AMD icon
230
Advanced Micro Devices
AMD
$789B
$370K 0.07%
8,058
+75
+0.9% +$2.76K
EWX icon
231
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$370K 0.07%
8,042
+305
+4% +$13.6K
VXUS icon
232
Vanguard Total International Stock ETF
VXUS
$160B
$369K 0.07%
6,630
+370
+6% +$19.9K
FSK icon
233
FS KKR Capital
FSK
$3.44B
$365K 0.07%
14,878
– –
TD icon
234
Toronto Dominion Bank
TD
$200B
$365K 0.07%
6,506
+157
+2% +$8.9K
HBAN icon
235
Huntington Bancshares
HBAN
$35.5B
$364K 0.07%
24,109
+43
+0.2% +$631
IAGG icon
236
iShares Core International Aggregate Bond Fund
IAGG
$11B
$364K 0.07%
6,652
-165
-2% -$9.09K
XLU icon
237
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$364K 0.07%
+11,258
New +$358K
VGK icon
238
Vanguard FTSE Europe ETF
VGK
$31.4B
$361K 0.06%
+6,161
New +$344K
FDX icon
239
FedEx
FDX
$75.4B
$360K 0.06%
2,379
+38
+2% +$5.86K
BNS icon
240
Scotiabank
BNS
$108B
$357K 0.06%
6,324
+378
+6% +$21.5K
CM icon
241
Canadian Imperial Bank of Commerce
CM
$108B
$353K 0.06%
8,492
+518
+6% +$21.9K
CSX icon
242
CSX Corp
CSX
$93.1B
$353K 0.06%
14,655
-267
-2% -$6.32K
PYPL icon
243
PayPal
PYPL
$50.5B
$353K 0.06%
3,267
-38
-1% -$3.96K
VRTX icon
244
Vertex Pharmaceuticals
VRTX
$126B
$351K 0.06%
+1,602
New +$324K
BRK.B icon
245
Berkshire Hathaway Class B
BRK.B
$1.13T
$349K 0.06%
1,540
-68
-4% -$14.8K
GSBD icon
246
Goldman Sachs BDC
GSBD
$1.1B
$349K 0.06%
16,400
– –
IBCP icon
247
Independent Bank Corp
IBCP
$844M
$344K 0.06%
15,193
-3,899
-20% -$86.3K
RY icon
248
Royal Bank of Canada
RY
$293B
$342K 0.06%
4,319
-2
-0% -$161
RDS.A
249
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$338K 0.06%
+5,738
New +$335K
DTE icon
250
DTE Energy
DTE
$29.1B
$332K 0.06%
3,000
+3
+0.1% +$324
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.