We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSK icon
226
FS KKR Capital
FSK
$3.44B
$347K 0.07%
14,878
+1,070
+8% +$25.1K
CSX icon
227
CSX Corp
CSX
$93.1B
$345K 0.07%
14,922
+39
+0.3% +$908
HBAN icon
228
Huntington Bancshares
HBAN
$35.5B
$343K 0.07%
24,066
-540
-2% -$7.38K
PYPL icon
229
PayPal
PYPL
$50.5B
$342K 0.07%
3,305
-145
-4% -$16K
FDX icon
230
FedEx
FDX
$75.4B
$341K 0.07%
2,341
+65
+3% +$10.5K
XLF icon
231
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$340K 0.07%
12,154
+161
+1% +$4.44K
DTE icon
232
DTE Energy
DTE
$29.1B
$339K 0.07%
2,997
+707
+31% +$78.1K
BNS icon
233
Scotiabank
BNS
$108B
$338K 0.07%
5,946
-45
-0.8% -$2.42K
EWX icon
234
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$336K 0.07%
7,737
-596
-7% -$26.3K
BRK.B icon
235
Berkshire Hathaway Class B
BRK.B
$1.13T
$334K 0.07%
1,608
-634
-28% -$131K
DMO
236
Western Asset Mortgage Opportunity Fund
DMO
$120M
$333K 0.07%
15,290
+2,168
+17% +$46.9K
CM icon
237
Canadian Imperial Bank of Commerce
CM
$108B
$329K 0.06%
7,974
+60
+0.8% +$2.36K
GSBD icon
238
Goldman Sachs BDC
GSBD
$1.1B
$329K 0.06%
16,400
-250
-2% -$5K
O icon
239
Realty Income
O
$59.1B
$327K 0.06%
+4,396
New +$308K
BDCS
240
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$327K 0.06%
16,213
+763
+5% +$15.1K
CL icon
241
Colgate-Palmolive
CL
$74.4B
$326K 0.06%
4,436
+109
+3% +$7.91K
VXUS icon
242
Vanguard Total International Stock ETF
VXUS
$160B
$323K 0.06%
6,260
+36
+0.6% +$1.86K
PDI icon
243
PIMCO Dynamic Income Fund
PDI
$7.42B
$322K 0.06%
9,908
– –
IGSB icon
244
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$314K 0.06%
+5,849
New +$313K
SPSM icon
245
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$313K 0.06%
10,420
+702
+7% +$21.2K
VGSH icon
246
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$313K 0.06%
+5,142
New +$313K
EW icon
247
Edwards Lifesciences
EW
$51.7B
$312K 0.06%
4,263
– –
FMB icon
248
First Trust Managed Municipal ETF
FMB
$2.06B
$311K 0.06%
5,602
+4
+0.1% +$222
CGC
249
Canopy Growth
CGC
$410M
$307K 0.06%
1,338
-39
-3% -$11.9K
FTXO icon
250
First Trust Nasdaq Bank ETF
FTXO
$311M
$307K 0.06%
12,003
-872
-7% -$21.9K
8 9
10
11 12

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.