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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSBD icon
226
Goldman Sachs BDC
GSBD
$1.1B
$342K 0.07%
16,650
-1,000
-6% -$20.4K
PYPL icon
227
PayPal
PYPL
$50.5B
$340K 0.07%
3,279
+384
+13% +$36.4K
VXUS icon
228
Vanguard Total International Stock ETF
VXUS
$160B
$340K 0.07%
6,553
+20
+0.3% +$1.01K
FTXO icon
229
First Trust Nasdaq Bank ETF
FTXO
$311M
$338K 0.07%
13,874
-1,532
-10% -$38.8K
IHI icon
230
iShares US Medical Devices ETF
IHI
$3.38B
$337K 0.07%
8,718
-810
-9% -$29.4K
X
231
DELISTED
US Steel
X
$336K 0.07%
17,249
-2,513
-13% -$53.5K
FSK icon
232
FS KKR Capital
FSK
$3.44B
$334K 0.07%
13,808
-13,409
-49% -$332K
KMI icon
233
Kinder Morgan
KMI
$68.7B
$333K 0.07%
16,658
-240
-1% -$4.48K
IYH icon
234
iShares US Healthcare ETF
IYH
$3.54B
$329K 0.07%
8,490
– –
IBM icon
235
IBM
IBM
$224B
$326K 0.07%
+2,419
New +$308K
ACB
236
Aurora Cannabis
ACB
$185M
$324K 0.07%
298
-98
-25% -$87.6K
CMG icon
237
Chipotle Mexican Grill
CMG
$41.5B
$320K 0.07%
22,500
-7,000
-24% -$81.2K
PDI icon
238
PIMCO Dynamic Income Fund
PDI
$7.42B
$318K 0.06%
9,908
+155
+2% +$4.89K
CL icon
239
Colgate-Palmolive
CL
$74.4B
$313K 0.06%
+4,573
New +$295K
IBCP icon
240
Independent Bank Corp
IBCP
$844M
$309K 0.06%
14,377
+80
+0.6% +$1.8K
OUSA icon
241
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
$308K 0.06%
9,159
-539
-6% -$17.3K
HBAN icon
242
Huntington Bancshares
HBAN
$35.5B
$305K 0.06%
24,064
-43
-0.2% -$578
IJS icon
243
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$301K 0.06%
4,080
-344
-8% -$25.4K
BDCS
244
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$299K 0.06%
15,172
+54
+0.4% +$1.04K
FCEF icon
245
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.2M
$295K 0.06%
13,800
– –
SCHV
246
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$295K 0.06%
16,170
-4,806
-23% -$85.3K
UAA icon
247
Under Armour
UAA
$2.6B
$293K 0.06%
13,844
-480
-3% -$10.1K
FMB icon
248
First Trust Managed Municipal ETF
FMB
$2.06B
$292K 0.06%
5,418
-10
-0.2% -$531
HYLS icon
249
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$280K 0.06%
5,856
-46,546
-89% -$2.2M
PNQI icon
250
Invesco NASDAQ Internet ETF
PNQI
$551M
$280K 0.06%
+10,390
New +$264K
8 9
10
11 12

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.