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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
226
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$337K 0.07%
25,076
+181
+0.7% +$2.45K
XLF icon
227
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$335K 0.07%
14,076
-9,492
-40% -$247K
EMLP icon
228
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$331K 0.07%
+15,450
New +$354K
PXH icon
229
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$330K 0.07%
16,687
+45
+0.3% +$910
TD icon
230
Toronto Dominion Bank
TD
$200B
$326K 0.07%
+6,563
New +$359K
GSBD icon
231
Goldman Sachs BDC
GSBD
$1.1B
$324K 0.07%
17,650
+6,450
+58% +$133K
BP icon
232
BP
BP
$107B
$322K 0.07%
8,748
+2,450
+39% +$97.8K
CGC
233
Canopy Growth
CGC
$410M
$320K 0.07%
1,190
+84
+8% +$31.5K
IHI icon
234
iShares US Medical Devices ETF
IHI
$3.38B
$317K 0.07%
9,528
-942
-9% -$32.6K
SHPG
235
DELISTED
Shire pic
SHPG
$315K 0.07%
1,808
+280
+18% +$49K
RY icon
236
Royal Bank of Canada
RY
$293B
$310K 0.07%
+4,525
New +$330K
VXUS icon
237
Vanguard Total International Stock ETF
VXUS
$160B
$309K 0.07%
6,533
+94
+1% +$4.68K
CSX icon
238
CSX Corp
CSX
$93.1B
$307K 0.07%
+14,814
New +$341K
IYH icon
239
iShares US Healthcare ETF
IYH
$3.54B
$307K 0.07%
8,490
+1,600
+23% +$61.3K
SPYV icon
240
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$307K 0.07%
+11,313
New +$333K
VKQ icon
241
Invesco Municipal Trust
VKQ
$551M
$306K 0.07%
27,511
-3,740
-12% -$41.5K
FITB
242
Fifth Third Bancorp
FITB
$51.8B
$302K 0.07%
+12,851
New +$338K
IBCP icon
243
Independent Bank Corp
IBCP
$844M
$301K 0.07%
+14,297
New +$322K
PM icon
244
Philip Morris
PM
$295B
$301K 0.07%
4,509
+1,662
+58% +$139K
GOOG icon
245
Alphabet (Google) Class C
GOOG
$4.32T
$300K 0.07%
5,800
-2,480
-30% -$133K
SPHD icon
246
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$293K 0.06%
7,673
-3,009
-28% -$122K
IJS icon
247
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$292K 0.06%
4,424
-1,054
-19% -$78.2K
OUSA icon
248
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
$291K 0.06%
9,698
-1,510
-13% -$47.8K
VCSH icon
249
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$291K 0.06%
3,732
-20,714
-85% -$1.61M
MA icon
250
Mastercard
MA
$493B
$288K 0.06%
1,525
+342
+29% +$67.9K
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.