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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STOR
226
DELISTED
STORE Capital Corporation
STOR
– –
0
– –
PDI icon
227
PIMCO Dynamic Income Fund
PDI
$7.42B
$335K 0.07%
+10,006
New +$328K
OEF icon
228
iShares S&P 100 ETF
OEF
$20.6B
$334K 0.07%
2,574
+242
+10% +$30.6K
LLY icon
229
Eli Lilly
LLY
$1.06T
$331K 0.07%
+3,084
New +$308K
KMI icon
230
Kinder Morgan
KMI
$68.7B
$330K 0.07%
18,626
+5,592
+43% +$100K
FXG icon
231
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$328K 0.07%
7,000
-11,417
-62% -$544K
TLRY icon
232
Tilray
TLRY
$622M
$327K 0.07%
+228
New +$147K
NVG icon
233
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
– –
0
– –
IJK icon
234
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$322K 0.07%
5,528
+904
+20% +$52.5K
IEO icon
235
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
$310K 0.07%
+4,079
New +$302K
CATM
236
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$310K 0.07%
+9,782
New +$301K
VYM icon
237
Vanguard High Dividend Yield ETF
VYM
$82.8B
$309K 0.07%
3,543
-2,772
-44% -$240K
EC icon
238
Ecopetrol
EC
$34.5B
$306K 0.06%
+11,356
New +$251K
BDCS
239
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$306K 0.06%
14,772
+4,462
+43% +$92.4K
FTCS icon
240
First Trust Capital Strength ETF
FTCS
$7.95B
$304K 0.06%
5,509
+107
+2% +$5.74K
CCJ icon
241
Cameco
CCJ
$42.4B
$296K 0.06%
25,995
+8,275
+47% +$87K
HON icon
242
Honeywell
HON
$78B
$296K 0.06%
+1,968
New +$279K
MELI icon
243
Mercado Libre
MELI
$92.3B
$296K 0.06%
+870
New +$295K
LYB icon
244
LyondellBasell Industries
LYB
$19.2B
$295K 0.06%
2,877
+728
+34% +$79.6K
FCEF icon
245
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.2M
$291K 0.06%
+13,225
New +$291K
IYF icon
246
iShares US Financials ETF
IYF
$4.61B
$289K 0.06%
4,756
+626
+15% +$38.3K
GNMA icon
247
iShares GNMA Bond ETF
GNMA
$423M
$287K 0.06%
+5,950
New +$288K
ONEQ icon
248
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$287K 0.06%
+9,080
New +$281K
UAA icon
249
Under Armour
UAA
$2.6B
$285K 0.06%
13,424
+240
+2% +$5K
DE icon
250
Deere & Co
DE
$168B
$284K 0.06%
+1,887
New +$271K
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.