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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.25%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$452M
AUM Growth
+$3.81M
Cap. Flow
+$16.1M
Cap. Flow %
3.55%
Top 10 Hldgs %
20.11%
Holding
327
New
42
Increased
156
Reduced
99
Closed
16

Top Buys

Rank Stock Value
1
UTHR icon
United Therapeutics
UTHR
+$2.27M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.26M
3
IDCC icon
InterDigital
IDCC
+$2.03M
4
SAFM
Sanderson Farms Inc
SAFM
+$1.99M
5
HUM icon
Humana
HUM
+$1.93M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$2.35M
2
UI icon
Ubiquiti
UI
+$2.25M
3
V icon
Visa
V
+$2.13M
4
AMGN icon
Amgen
AMGN
+$2.07M
5
MON
Monsanto Co
MON
+$2.06M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Technology 5.86%
3 Consumer Staples 5.54%
4 Financials 5.49%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCEF icon
226
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.2M
$306K 0.07%
14,325
+3,700
+35% +$80.7K
NKE icon
227
Nike
NKE
$61.9B
$304K 0.07%
4,570
+212
+5% +$14K
GM icon
228
General Motors
GM
$76.8B
$303K 0.07%
8,351
+2,379
+40% +$96.5K
V icon
229
Visa
V
$677B
$301K 0.07%
2,516
-17,611
-87% -$2.13M
OEF icon
230
iShares S&P 100 ETF
OEF
$20.6B
$299K 0.07%
2,574
– –
UNH icon
231
UnitedHealth
UNH
$370B
$299K 0.07%
1,398
+46
+3% +$10.5K
MT icon
232
ArcelorMittal
MT
$55.3B
$297K 0.07%
+9,348
New +$320K
IEMG icon
233
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$294K 0.07%
5,033
-2,945
-37% -$174K
PDI icon
234
PIMCO Dynamic Income Fund
PDI
$7.42B
$294K 0.07%
+9,539
New +$288K
STLA icon
235
Stellantis
STLA
$20.8B
$292K 0.06%
14,233
-524
-4% -$11.5K
ETN icon
236
Eaton
ETN
$174B
$284K 0.06%
3,558
+208
+6% +$17.1K
SCHV
237
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$284K 0.06%
16,140
-12,015
-43% -$220K
IWO icon
238
iShares Russell 2000 Growth ETF
IWO
$15.1B
$282K 0.06%
+1,481
New +$284K
MELI icon
239
Mercado Libre
MELI
$92.3B
$280K 0.06%
785
-171
-18% -$62.5K
IJK icon
240
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$276K 0.06%
5,060
+220
+5% +$12.2K
NVS icon
241
Novartis
NVS
$297B
$276K 0.06%
3,816
+119
+3% +$9.06K
VFH icon
242
Vanguard Financials ETF
VFH
$13.6B
$276K 0.06%
+3,979
New +$287K
BP icon
243
BP
BP
$107B
$272K 0.06%
7,209
-1,653
-19% -$62.3K
IAT icon
244
iShares US Regional Banks ETF
IAT
$681M
$270K 0.06%
+5,367
New +$280K
GMF icon
245
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$266K 0.06%
+2,492
New +$272K
ALTY icon
246
Global X Alternative Income ETF
ALTY
$45.5M
$265K 0.06%
+18,287
New +$272K
TD icon
247
Toronto Dominion Bank
TD
$200B
$265K 0.06%
4,653
+782
+20% +$45.8K
QCOM icon
248
Qualcomm
QCOM
$176B
$264K 0.06%
4,768
+94
+2% +$5.99K
MAIN icon
249
Main Street Capital
MAIN
$5.48B
$262K 0.06%
7,094
-420
-6% -$15.7K
IYF icon
250
iShares US Financials ETF
IYF
$4.61B
$260K 0.06%
4,414
+266
+6% +$16.1K
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Regal Investment Advisors held 327 positions worth $452M, up 0.85% from $449M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $16.1M of net new capital in Q1 2018, opening 42 new positions and adding to 156 existing holdings. Its largest new stake was United Therapeutics: 17,858 shares worth $2.01M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Lowe's Companies, an estimated $2.35M trimmed.

  • Regal Investment Advisors's largest Q1 2018 buy was United Therapeutics: 17,858 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Floating Rate Bond ETF in Q1 2018, an estimated $2.26M increase.
  • Regal Investment Advisors's biggest Q1 2018 reduction was Lowe's Companies, cutting an estimated $2.35M.
  • Regal Investment Advisors fully exited Ubiquiti in Q1 2018, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $452M portfolio in Q1 2018.
  • Regal Investment Advisors opened 42 new positions and closed 16 in Q1 2018.
  • Regal Investment Advisors's portfolio value rose 0.85% quarter-over-quarter to $452M.

Based on Regal Investment Advisors's 13F filing for Q1 2018, filed 25 Apr 2018.