We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSBD icon
226
Goldman Sachs BDC
GSBD
$994M
$298K 0.07%
13,450
+1,400
+12% +$31.1K
UNH icon
227
UnitedHealth
UNH
$375B
$298K 0.07%
1,352
+51
+4% +$10.8K
CAT icon
228
Caterpillar
CAT
$401B
$290K 0.06%
1,838
+33
+2% +$4.58K
DE icon
229
Deere & Co
DE
$165B
$287K 0.06%
1,837
-99
-5% -$13.9K
MBTF
230
DELISTED
MBT Financial Corporation
MBTF
$287K 0.06%
27,048
+5,691
+27% +$60.7K
FTXO icon
231
First Trust Nasdaq Bank ETF
FTXO
$314M
$282K 0.06%
+9,596
New +$272K
NVS icon
232
Novartis
NVS
$294B
$278K 0.06%
3,697
+353
+11% +$26.6K
IYH icon
233
iShares US Healthcare ETF
IYH
$3.49B
$276K 0.06%
7,910
– –
NKE icon
234
Nike
NKE
$63B
$273K 0.06%
4,358
-3
-0.1% -$172
ETN icon
235
Eaton
ETN
$174B
$265K 0.06%
3,350
+508
+18% +$39.5K
STLA icon
236
Stellantis
STLA
$21.2B
$263K 0.06%
14,757
+1,213
+9% +$21.3K
DEO icon
237
Diageo
DEO
$49.2B
$262K 0.06%
1,793
+188
+12% +$25.9K
IJK icon
238
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$261K 0.06%
4,840
+104
+2% +$5.48K
SCHG icon
239
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
$258K 0.06%
29,176
+80
+0.3% +$688
PSP icon
240
Invesco Global Listed Private Equity ETF
PSP
$245M
$257K 0.06%
+4,127
New +$260K
DBEF icon
241
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.31B
$253K 0.06%
7,977
-1,391
-15% -$44.2K
SDY icon
242
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$250K 0.06%
2,643
-400
-13% -$37.5K
IYF icon
243
iShares US Financials ETF
IYF
$4.63B
$248K 0.06%
4,148
-22
-0.5% -$1.28K
IWD icon
244
iShares Russell 1000 Value ETF
IWD
$83.2B
$246K 0.05%
1,982
-81
-4% -$9.82K
GM icon
245
General Motors
GM
$78.2B
$245K 0.05%
5,972
-882
-13% -$38.3K
IWB icon
246
iShares Russell 1000 ETF
IWB
$49.8B
$243K 0.05%
+1,636
New +$237K
PSEC icon
247
Prospect Capital
PSEC
$1.09B
$241K 0.05%
35,742
+17,906
+100% +$117K
COST icon
248
Costco
COST
$418B
$238K 0.05%
1,280
+16
+1% +$2.76K
MS icon
249
Morgan Stanley
MS
$343B
$235K 0.05%
4,478
-56
-1% -$2.83K
FCEF icon
250
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$81.7M
$234K 0.05%
+10,625
New +$233K
8 9
10
11 12

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.