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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$404M
AUM Growth
+$20.4M
Cap. Flow
+$12.4M
Cap. Flow %
3.07%
Top 10 Hldgs %
19.6%
Holding
281
New
20
Increased
142
Reduced
87
Closed
20

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$3.82M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.29M
3
RFEU
First Trust RiverFront Dynamic Europe ETF
RFEU
+$2.84M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.41M
5
BLK icon
Blackrock
BLK
+$2.29M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.89M
2
STT icon
State Street
STT
+$3.03M
3
BWA icon
BorgWarner
BWA
+$2.97M
4
COF icon
Capital One
COF
+$2.97M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.83M

Sector Composition

Rank Sector Weight
1 Healthcare 5.09%
2 Financials 5.09%
3 Consumer Staples 4.85%
4 Consumer Discretionary 4.78%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSBD icon
226
Goldman Sachs BDC
GSBD
$993M
$260K 0.06%
11,550
+3,350
+41% +$78.8K
NKE icon
227
Nike
NKE
$63.3B
$259K 0.06%
4,387
-700
-14% -$37.8K
KRE icon
228
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
$258K 0.06%
4,696
-856
-15% -$46K
DD
229
DELISTED
Du Pont De Nemours E I
DD
$254K 0.06%
3,150
+217
+7% +$17.3K
IWD icon
230
iShares Russell 1000 Value ETF
IWD
$82.6B
$249K 0.06%
2,140
+23
+1% +$2.65K
MDY icon
231
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$237K 0.06%
745
-4
-0.5% -$1.26K
BP icon
232
BP
BP
$114B
$236K 0.06%
7,674
-353
-4% -$11K
NVG icon
233
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
– –
0
– –
IYF icon
234
iShares US Financials ETF
IYF
$4.58B
$234K 0.06%
4,354
-20
-0.5% -$1.05K
AOK icon
235
iShares Core Conservative Allocation ETF
AOK
$792M
$233K 0.06%
6,844
+281
+4% +$9.49K
DTE icon
236
DTE Energy
DTE
$29.5B
$232K 0.06%
2,574
-25
-1% -$2.27K
SCHG icon
237
Schwab US Large-Cap Growth ETF
SCHG
$61.2B
$229K 0.06%
29,000
+80
+0.3% +$623
GIS icon
238
General Mills
GIS
$19.2B
$228K 0.06%
4,110
+133
+3% +$7.59K
IBM icon
239
IBM
IBM
$213B
$222K 0.06%
1,509
+105
+7% +$15.8K
CL icon
240
Colgate-Palmolive
CL
$71.6B
$218K 0.05%
+2,947
New +$219K
IWS icon
241
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$218K 0.05%
2,594
-671
-21% -$55.8K
LLY icon
242
Eli Lilly
LLY
$1,000B
$217K 0.05%
+2,635
New +$215K
GM icon
243
General Motors
GM
$76.9B
$216K 0.05%
6,187
+397
+7% +$13.5K
PXH icon
244
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.95B
$214K 0.05%
10,764
+511
+5% +$10.2K
VGSH icon
245
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$214K 0.05%
+3,514
New +$214K
GILD icon
246
Gilead Sciences
GILD
$163B
$207K 0.05%
2,919
-25,159
-90% -$1.67M
ETW
247
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$196K 0.05%
17,250
– –
MFLX icon
248
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.2M
$196K 0.05%
+10,400
New +$196K
GG
249
DELISTED
Goldcorp Inc
GG
$187K 0.05%
14,478
-899
-6% -$12.6K
B
250
Barrick Mining
B
$62.6B
$177K 0.04%
11,111
-3,047
-22% -$52.1K
8 9
10
11 12

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CC
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VCM
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ESBC
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SFI
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MAM
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GAM
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DF
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Regal Investment Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, Regal Investment Advisors held 281 positions worth $404M, up 5.3% from $383M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $12.4M of net new capital in Q2 2017, opening 20 new positions and adding to 142 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, down from 6.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $3.89M trimmed.

  • Regal Investment Advisors's largest Q2 2017 buy was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.
  • Regal Investment Advisors added most to iShares Core 80/20 Aggressive Allocation ETF in Q2 2017, an estimated $3.82M increase.
  • Regal Investment Advisors's biggest Q2 2017 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $3.89M.
  • Regal Investment Advisors fully exited State Street in Q2 2017, selling an estimated $3.03M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $404M portfolio in Q2 2017.
  • Regal Investment Advisors opened 20 new positions and closed 20 in Q2 2017.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $404M.

Based on Regal Investment Advisors's 13F filing for Q2 2017, filed 10 Aug 2017.