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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
226
Abbott
ABT
$185B
$245K 0.06%
5,511
-914
-14% -$39.5K
IWD icon
227
iShares Russell 1000 Value ETF
IWD
$83.1B
$243K 0.06%
2,117
-97
-4% -$11.1K
BP icon
228
BP
BP
$109B
$242K 0.06%
8,027
+248
+3% +$7.54K
BA icon
229
Boeing
BA
$183B
$237K 0.06%
+1,338
New +$228K
VKQ icon
230
Invesco Municipal Trust
VKQ
$545M
$237K 0.06%
18,928
+4,847
+34% +$60.5K
DD
231
DELISTED
Du Pont De Nemours E I
DD
$236K 0.06%
2,933
+200
+7% +$15.5K
GIS icon
232
General Mills
GIS
$19.2B
$235K 0.06%
3,977
+610
+18% +$37.3K
RFDI icon
233
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
$235K 0.06%
+4,159
New +$227K
IBM icon
234
IBM
IBM
$220B
$234K 0.06%
+1,404
New +$235K
IGLB icon
235
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.83B
$234K 0.06%
3,943
-163
-4% -$9.62K
MDY icon
236
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$234K 0.06%
749
-289
-28% -$89.7K
IYF icon
237
iShares US Financials ETF
IYF
$4.61B
$228K 0.06%
+4,374
New +$228K
C icon
238
Citigroup
C
$225B
$227K 0.06%
3,800
+74
+2% +$4.38K
DTE icon
239
DTE Energy
DTE
$29B
$226K 0.06%
2,599
+8
+0.3% +$678
GG
240
DELISTED
Goldcorp Inc
GG
$224K 0.06%
15,377
+417
+3% +$6.52K
DGRO icon
241
iShares Core Dividend Growth ETF
DGRO
$43.3B
$221K 0.06%
+7,273
New +$218K
AOK icon
242
iShares Core Conservative Allocation ETF
AOK
$794M
$219K 0.06%
6,563
+26
+0.4% +$857
SCHG icon
243
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$219K 0.06%
28,920
-6,568
-19% -$48.6K
VCSH icon
244
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$216K 0.06%
+2,714
New +$216K
XLY icon
245
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.8B
$210K 0.05%
+4,776
New +$205K
GM icon
246
General Motors
GM
$76.1B
$205K 0.05%
5,790
-199
-3% -$7.28K
PXH icon
247
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.95B
$203K 0.05%
+10,253
New +$202K
GSBD icon
248
Goldman Sachs BDC
GSBD
$1.02B
$202K 0.05%
+8,200
New +$199K
NVG icon
249
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
– –
0
– –
COST icon
250
Costco
COST
$419B
$201K 0.05%
+1,201
New +$201K
8 9
10
11 12

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VCM
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.