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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
226
iShares Core Moderate Allocation ETF
AOM
$1.78B
$241K 0.06%
7,086
+1,127
+19% +$38.9K
GLW icon
227
Corning
GLW
$143B
$232K 0.06%
12,710
+11,830
+1,344% +$214K
RPV icon
228
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$231K 0.06%
4,707
+715
+18% +$36.2K
TEVA icon
229
Teva Pharmaceuticals
TEVA
$41.2B
$231K 0.06%
3,524
+102
+3% +$6.3K
KIE icon
230
State Street SPDR S&P Insurance ETF
KIE
$639M
$229K 0.06%
9,897
+7,422
+300% +$175K
GNL icon
231
Global Net Lease
GNL
$1.95B
$228K 0.06%
9,598
– –
GG
232
DELISTED
Goldcorp Inc
GG
$227K 0.06%
19,696
+71
+0.4% +$903
NKE icon
233
Nike
NKE
$61.9B
$219K 0.06%
3,508
+1,008
+40% +$65K
ICLR icon
234
Icon
ICLR
$12.7B
$218K 0.06%
2,816
-3
-0.1% -$214
IJT icon
235
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$218K 0.06%
3,508
+324
+10% +$20.6K
DAL icon
236
Delta Air Lines
DAL
$60.1B
$217K 0.06%
4,281
+2,377
+125% +$118K
GIS icon
237
General Mills
GIS
$19.7B
$215K 0.06%
3,745
+35
+0.9% +$2.01K
SCHG icon
238
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$212K 0.06%
32,112
+12,768
+66% +$85.2K
NVO
239
Novo Nordisk
NVO
$209B
$211K 0.05%
7,272
+496
+7% +$13.7K
AMAT icon
240
Applied Materials
AMAT
$428B
$208K 0.05%
11,179
+11
+0.1% +$191
AMGN icon
241
Amgen
AMGN
$222B
$207K 0.05%
1,279
+354
+38% +$55.6K
DEO icon
242
Diageo
DEO
$53.6B
$206K 0.05%
1,889
+51
+3% +$5.75K
IEF icon
243
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$206K 0.05%
1,958
+977
+100% +$104K
SCHV
244
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$206K 0.05%
14,616
+5,994
+70% +$85.1K
META icon
245
Meta Platforms (Facebook)
META
$1.51T
$203K 0.05%
1,941
+137
+8% +$14.1K
ORI icon
246
Old Republic International
ORI
$10.4B
$203K 0.05%
10,934
-100
-0.9% -$1.8K
EG icon
247
Everest Group
EG
$14.4B
$201K 0.05%
1,103
+19
+2% +$3.45K
M icon
248
Macy's
M
$6.68B
$200K 0.05%
5,739
+5,209
+983% +$226K
BSAC icon
249
Banco Santander Chile
BSAC
$16.6B
$199K 0.05%
11,307
+280
+3% +$5.21K
CCJ icon
250
Cameco
CCJ
$42.4B
$196K 0.05%
15,910
+523
+3% +$6.71K
8 9
10
11 12

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.