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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
226
iShares Core Moderate Allocation ETF
AOM
$1.78B
$201K 0.05%
5,959
+5,924
+16,926% +$204K
BSAC icon
227
Banco Santander Chile
BSAC
$16.6B
$200K 0.05%
11,027
+326
+3% +$6.37K
ICLR icon
228
Icon
ICLR
$12.7B
$200K 0.05%
2,819
-894
-24% -$67.3K
RPG icon
229
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$200K 0.05%
12,980
+3,235
+33% +$52.6K
VNQI icon
230
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$200K 0.05%
+3,924
New +$208K
DEO icon
231
Diageo
DEO
$53.6B
$198K 0.05%
1,838
+1,581
+615% +$176K
JCI icon
232
Johnson Controls International
JCI
$92.2B
$198K 0.05%
4,588
+4,070
+786% +$188K
ABB
233
DELISTED
ABB Ltd
ABB
$197K 0.05%
11,152
-1,730
-13% -$33.7K
IHI icon
234
iShares US Medical Devices ETF
IHI
$3.38B
$194K 0.05%
10,506
– –
PAA icon
235
Plains All American Pipeline
PAA
$16.1B
$193K 0.05%
6,379
+4
+0.1% +$146
TEVA icon
236
Teva Pharmaceuticals
TEVA
$41.2B
$193K 0.05%
+3,422
New +$222K
RGR icon
237
Sturm, Ruger & Co
RGR
$593M
$192K 0.05%
3,284
-621
-16% -$37.2K
IJT icon
238
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$191K 0.05%
3,184
+1,960
+160% +$125K
TD icon
239
Toronto Dominion Bank
TD
$200B
$191K 0.05%
4,854
+70
+1% +$2.79K
RPV icon
240
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$190K 0.05%
3,992
+1,034
+35% +$52.9K
CCJ icon
241
Cameco
CCJ
$42.4B
$187K 0.05%
15,387
+282
+2% +$3.81K
EG icon
242
Everest Group
EG
$14.4B
$187K 0.05%
1,084
-275
-20% -$49.8K
EPD icon
243
Enterprise Products Partners
EPD
$81.7B
$187K 0.05%
7,530
-102
-1% -$2.83K
SNY icon
244
Sanofi
SNY
$104B
$186K 0.05%
3,931
-629
-14% -$32K
MRK icon
245
Merck
MRK
$318B
$184K 0.05%
3,911
+553
+16% +$29.4K
BNDX icon
246
Vanguard Total International Bond ETF
BNDX
$82.2B
$183K 0.05%
3,464
+2,774
+402% +$146K
NVO
247
Novo Nordisk
NVO
$209B
$183K 0.05%
6,776
-2,004
-23% -$56.7K
IEFA icon
248
iShares Core MSCI EAFE ETF
IEFA
$196B
$181K 0.05%
3,434
+767
+29% +$43.5K
STX icon
249
Seagate
STX
$184B
$180K 0.05%
4,036
+3,479
+625% +$168K
CSX icon
250
CSX Corp
CSX
$93.1B
$179K 0.05%
20,052
+19,392
+2,938% +$190K
8 9
10
11 12

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.