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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCO
226
DELISTED
Patterson Companies, Inc.
PDCO
$89K 0.05%
2,150
+1,750
+438% +$72.6K
EMC
227
DELISTED
EMC CORPORATION
EMC
$89K 0.05%
3,544
+2,204
+164% +$53.4K
ADM icon
228
Archer Daniels Midland
ADM
$37.2B
$87K 0.05%
2,000
+490
+32% +$19.8K
XLB icon
229
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$86K 0.05%
3,700
-49,774
-93% -$1.09M
RMD icon
230
ResMed
RMD
$30.7B
$85K 0.05%
+1,800
New +$91.1K
XLF icon
231
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$85K 0.05%
4,453
-59,237
-93% -$1.09M
TBF icon
232
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$82K 0.05%
2,498
+698
+39% +$22.6K
DDD icon
233
3D Systems Corp
DDD
$615M
$80K 0.05%
860
-1,805
-68% -$127K
IWP icon
234
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$79K 0.05%
1,862
-822
-31% -$33.2K
IYY icon
235
iShares Dow Jones US ETF
IYY
$3.06B
$79K 0.05%
1,700
+1,100
+183% +$49.3K
AWF
236
AllianceBernstein Global High Income Fund
AWF
$872M
$78K 0.04%
5,459
-2,101
-28% -$31.3K
BP icon
237
BP
BP
$108B
$78K 0.04%
1,951
-2,987
-60% -$111K
MINC
238
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$78K 0.04%
+1,582
New +$78.4K
WMB icon
239
Williams Companies
WMB
$87.1B
$77K 0.04%
2,000
-84
-4% -$3.02K
WMT icon
240
Walmart Inc
WMT
$889B
$77K 0.04%
2,946
-2,832
-49% -$73.1K
CMCSA icon
241
Comcast
CMCSA
$89.8B
$75K 0.04%
2,894
-102
-3% -$2.46K
PM icon
242
Philip Morris
PM
$296B
$75K 0.04%
860
-356
-29% -$31.1K
PDM
243
Piedmont Realty Trust
PDM
$1.19B
$74K 0.04%
4,468
+3,152
+240% +$54.5K
IYM icon
244
iShares US Basic Materials ETF
IYM
$1.25B
$72K 0.04%
880
+466
+113% +$36.1K
ROC
245
DELISTED
ROCKWOOD HLDGS INC
ROC
$72K 0.04%
1,000
– –
AME icon
246
Ametek
AME
$57.8B
$71K 0.04%
1,350
+965
+251% +$46.6K
DIS icon
247
Walt Disney
DIS
$181B
$70K 0.04%
911
-1,227
-57% -$85K
JPM icon
248
JPMorgan Chase
JPM
$948B
$69K 0.04%
1,173
-881
-43% -$48.3K
MINT icon
249
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$69K 0.04%
681
+665
+4,156% +$67.5K
BNY
250
Bank of New York Mellon
BNY
$107B
$68K 0.04%
1,950
– –
8 9
10
11 12

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VCM
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SFI
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.