We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGT
2226
Royce Global Value Trust
RGT
$98.8M
$6K ﹤0.01%
+490
New +$5.67K
RPM icon
2227
RPM International
RPM
$13.8B
$6K ﹤0.01%
+68
New +$5.84K
SBIO icon
2228
ALPS Medical Breakthroughs ETF
SBIO
$207M
$6K ﹤0.01%
+176
New +$6.1K
SCHL icon
2229
Scholastic
SCHL
$789M
$6K ﹤0.01%
+153
New +$6.33K
SJNK icon
2230
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$6K ﹤0.01%
+226
New +$5.99K
TCPC icon
2231
BlackRock TCP Capital
TCPC
$273M
$6K ﹤0.01%
+453
New +$6.22K
TNDM icon
2232
Tandem Diabetes Care
TNDM
$1.3B
$6K ﹤0.01%
50
-14,416
-100% -$1.68M
TRU icon
2233
TransUnion
TRU
$15.4B
$6K ﹤0.01%
+59
New +$5.99K
TY icon
2234
TRI-Continental Corp
TY
$1.85B
$6K ﹤0.01%
+200
New +$6.2K
WTS icon
2235
Watts Water Technologies
WTS
$11.5B
$6K ﹤0.01%
+45
New +$7.06K
XSLV icon
2236
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$6K ﹤0.01%
+125
New +$6.13K
DM
2237
DELISTED
Desktop Metal, Inc.
DM
$6K ﹤0.01%
+130
New +$5.5K
SAVE
2238
DELISTED
Spirit Airlines, Inc.
SAVE
$6K ﹤0.01%
+275
New +$6.29K
ZOM
2239
DELISTED
Zomedica Corp.
ZOM
$6K ﹤0.01%
17,250
-2,000
-10% -$654
ARCH
2240
DELISTED
Arch Resources, Inc.
ARCH
$6K ﹤0.01%
+45
New +$5.33K
SIVB
2241
DELISTED
SVB Financial Group
SIVB
$6K ﹤0.01%
10
-4,567
-100% -$2.77M
JJC
2242
DELISTED
iPath Series B Bloomberg Copper Subindex Total ReturnSM ETN
JJC
$6K ﹤0.01%
+238
New +$5.44K
AOMR
2243
Angel Oak Mortgage REIT
AOMR
$222M
$5K ﹤0.01%
+300
New +$4.96K
ARES icon
2244
Ares Management
ARES
$28B
$5K ﹤0.01%
+60
New +$4.61K
AZEK
2245
DELISTED
The AZEK Co
AZEK
$5K ﹤0.01%
+202
New +$6.35K
AZZ icon
2246
AZZ Inc
AZZ
$4.36B
$5K ﹤0.01%
+100
New +$4.95K
BBP icon
2247
Virtus Biotech ETF
BBP
$96.5M
$5K ﹤0.01%
+110
New +$4.73K
BDJ icon
2248
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$5K ﹤0.01%
+482
New +$4.71K
BILI icon
2249
Bilibili
BILI
$7.83B
$5K ﹤0.01%
+200
New +$6.43K
BOE icon
2250
BlackRock Enhanced Global Dividend Trust
BOE
$675M
$5K ﹤0.01%
+483
New +$5.57K
88 89
90
91 92

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.