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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
201
Target
TGT
$62.1B
$4.4M 0.11%
28,250
+2,300
+9% +$343K
FTEC icon
202
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$4.39M 0.11%
25,141
+763
+3% +$129K
APD icon
203
Air Products & Chemicals
APD
$66.3B
$4.34M 0.11%
14,578
+255
+2% +$69.7K
CL icon
204
Colgate-Palmolive
CL
$72.6B
$4.33M 0.11%
41,742
+353
+0.9% +$36K
CB icon
205
Chubb
CB
$140B
$4.31M 0.11%
14,937
+1,850
+14% +$507K
CIBR icon
206
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$4.31M 0.11%
72,630
-33,921
-32% -$1.94M
AJG icon
207
Arthur J. Gallagher & Co
AJG
$63.7B
$4.27M 0.11%
15,189
+2,110
+16% +$595K
SHY icon
208
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.27M 0.11%
51,350
+8,780
+21% +$724K
FNX icon
209
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$4.24M 0.11%
36,178
+1,807
+5% +$203K
ORCL icon
210
Oracle
ORCL
$331B
$4.18M 0.11%
24,524
+1,062
+5% +$154K
JPST icon
211
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.18M 0.11%
82,297
-17,590
-18% -$889K
C icon
212
Citigroup
C
$222B
$4.15M 0.11%
66,351
-32,841
-33% -$2.03M
QQQM icon
213
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$4.15M 0.11%
20,632
+9,123
+79% +$1.78M
BIV icon
214
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$4.14M 0.11%
52,813
+13,144
+33% +$1.01M
DVY icon
215
iShares Select Dividend ETF
DVY
$24B
$4.09M 0.1%
30,314
+1,354
+5% +$175K
QQEW icon
216
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$4.08M 0.1%
32,504
+3,559
+12% +$436K
BSJP
217
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$4.06M 0.1%
175,678
+47,227
+37% +$1.09M
MO icon
218
Altria Group
MO
$122B
$4.04M 0.1%
79,149
+7,088
+10% +$358K
FDN icon
219
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$3.96M 0.1%
18,685
-1,021
-5% -$205K
VYM icon
220
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.94M 0.1%
30,636
+302
+1% +$37.3K
FTA icon
221
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$3.91M 0.1%
49,410
+4,504
+10% +$344K
EEM icon
222
iShares MSCI Emerging Markets ETF
EEM
$28B
$3.91M 0.1%
85,166
-9,408
-10% -$406K
ZTS icon
223
Zoetis
ZTS
$31.6B
$3.86M 0.1%
19,724
+21
+0.1% +$3.87K
MDLZ icon
224
Mondelez International
MDLZ
$77.7B
$3.84M 0.1%
52,150
+1,362
+3% +$95.7K
SDY icon
225
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$3.84M 0.1%
26,958
-377
-1% -$51K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.