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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
201
iShares Russell 1000 ETF
IWB
$47.7B
$3.52M 0.12%
13,430
+9,560
+247% +$2.34M
XLV icon
202
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.51M 0.12%
25,702
+949
+4% +$123K
SPGP icon
203
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$3.49M 0.12%
35,600
+4,687
+15% +$433K
ITA icon
204
iShares US Aerospace & Defense ETF
ITA
$14.2B
$3.47M 0.11%
27,383
+25,132
+1,116% +$2.9M
CL icon
205
Colgate-Palmolive
CL
$72.6B
$3.45M 0.11%
43,307
+8,396
+24% +$631K
BDX icon
206
Becton Dickinson
BDX
$43.1B
$3.43M 0.11%
14,054
+462
+3% +$114K
VBR icon
207
Vanguard Small-Cap Value ETF
VBR
$37.1B
$3.41M 0.11%
18,957
+5,983
+46% +$977K
IEF icon
208
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.37M 0.11%
35,003
+11,885
+51% +$1.1M
MDLZ icon
209
Mondelez International
MDLZ
$77.7B
$3.37M 0.11%
46,563
+4,321
+10% +$296K
IEMG icon
210
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$3.36M 0.11%
66,526
+28,463
+75% +$1.38M
RFFC icon
211
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$3.36M 0.11%
70,824
+372
+0.5% +$16.5K
BSJO
212
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$3.35M 0.11%
147,685
-10,066
-6% -$227K
GD icon
213
General Dynamics
GD
$105B
$3.34M 0.11%
12,879
+923
+8% +$225K
IGV icon
214
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$3.34M 0.11%
+41,220
New +$3.05M
SOXX icon
215
iShares Semiconductor ETF
SOXX
$44.2B
$3.33M 0.11%
+17,340
New +$2.91M
CPAY icon
216
Corpay
CPAY
$24.2B
$3.33M 0.11%
11,771
+4
+0% +$993
KRP icon
217
Kimbell Royalty Partners
KRP
$1.47B
$3.31M 0.11%
220,047
-669
-0.3% -$10.5K
FTHI icon
218
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$3.29M 0.11%
154,242
+9,921
+7% +$206K
BRK.A icon
219
Berkshire Hathaway Class A
BRK.A
$1.07T
$3.26M 0.11%
6
+4
+200% +$2.14M
IVE icon
220
iShares S&P 500 Value ETF
IVE
$48.9B
$3.25M 0.11%
18,672
-817
-4% -$131K
DXJ icon
221
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$3.24M 0.11%
36,860
+11,818
+47% +$1.04M
PSX icon
222
Phillips 66
PSX
$82.9B
$3.24M 0.11%
24,353
-381
-2% -$45.5K
FDS icon
223
Factset
FDS
$9.05B
$3.23M 0.11%
6,761
-921
-12% -$414K
ITB icon
224
iShares US Home Construction ETF
ITB
$2.41B
$3.2M 0.11%
+31,496
New +$2.68M
NVT icon
225
nVent Electric
NVT
$24.5B
$3.14M 0.1%
53,174
-52,550
-50% -$2.79M
7 8
9
10 11

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.