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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
201
Norfolk Southern
NSC
$78.8B
$2.39M 0.12%
9,697
-7,114
-42% -$1.68M
FNX icon
202
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$2.39M 0.12%
27,198
+1,122
+4% +$99K
HSY icon
203
Hershey
HSY
$35.4B
$2.38M 0.12%
10,298
+7,937
+336% +$1.83M
CVS icon
204
CVS Health
CVS
$137B
$2.35M 0.12%
25,193
-2,058
-8% -$199K
RFCI icon
205
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$2.35M 0.12%
106,102
-213,261
-67% -$4.69M
GS icon
206
Goldman Sachs
GS
$313B
$2.34M 0.12%
6,805
-1,076
-14% -$375K
IFF icon
207
International Flavors & Fragrances
IFF
$19.4B
$2.34M 0.12%
22,281
+19
+0.1% +$1.87K
JNK icon
208
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$2.32M 0.12%
25,734
+730
+3% +$66K
NKE icon
209
Nike
NKE
$61.9B
$2.27M 0.11%
19,405
-21,671
-53% -$2.18M
PDD icon
210
Pinduoduo
PDD
$118B
$2.27M 0.11%
27,777
+18,512
+200% +$1.29M
GD icon
211
General Dynamics
GD
$105B
$2.26M 0.11%
9,090
+63
+0.7% +$15.4K
MO icon
212
Altria Group
MO
$122B
$2.23M 0.11%
48,759
+4,654
+11% +$211K
FTEC icon
213
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$2.23M 0.11%
23,555
-2,233
-9% -$216K
XLU icon
214
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$2.19M 0.11%
62,266
+51,796
+495% +$1.76M
CCI icon
215
Crown Castle
CCI
$32.7B
$2.19M 0.11%
16,143
+3,346
+26% +$452K
VWO icon
216
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.16M 0.11%
55,406
-7,978
-13% -$304K
CPAY icon
217
Corpay
CPAY
$24.2B
$2.16M 0.11%
11,740
– –
SMH icon
218
VanEck Semiconductor ETF
SMH
$67.6B
$2.14M 0.11%
+21,058
New +$2.14M
IWX icon
219
iShares Russell Top 200 Value ETF
IWX
$4.03B
$2.13M 0.11%
32,833
+28,682
+691% +$1.83M
VHT icon
220
Vanguard Health Care ETF
VHT
$18.2B
$2.13M 0.11%
8,568
+7,629
+812% +$1.85M
EW icon
221
Edwards Lifesciences
EW
$47.6B
$2.13M 0.11%
28,484
+1,315
+5% +$101K
APD icon
222
Air Products & Chemicals
APD
$66.3B
$2.11M 0.11%
6,855
-8,090
-54% -$2.28M
CIBR icon
223
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.1M 0.11%
54,373
+2,216
+4% +$87.9K
META icon
224
Meta Platforms (Facebook)
META
$1.51T
$2.1M 0.11%
17,480
-16,929
-49% -$1.99M
DEO icon
225
Diageo
DEO
$46.2B
$2.05M 0.1%
11,508
+544
+5% +$95.4K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.