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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
201
Energy Transfer Partners
ET
$70.1B
$2.44M 0.13%
220,939
+10,271
+5% +$114K
ES icon
202
Eversource Energy
ES
$28.2B
$2.43M 0.13%
31,130
+1,684
+6% +$148K
BP icon
203
BP
BP
$113B
$2.4M 0.13%
84,138
+1,762
+2% +$52.4K
DWAS icon
204
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$2.37M 0.12%
34,620
+440
+1% +$32.3K
IAU icon
205
iShares Gold Trust
IAU
$63B
$2.37M 0.12%
75,093
-718
-0.9% -$23.5K
FTEC icon
206
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$2.34M 0.12%
25,788
+267
+1% +$27.8K
PIE icon
207
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$2.34M 0.12%
142,871
+2,387
+2% +$44K
JPST icon
208
JPMorgan Ultra-Short Income ETF
JPST
$40B
$2.32M 0.12%
46,262
+18,460
+66% +$925K
VWO icon
209
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.31M 0.12%
63,384
-2,455
-4% -$99.7K
GS icon
210
Goldman Sachs
GS
$313B
$2.31M 0.12%
7,881
+14
+0.2% +$4.54K
CL icon
211
Colgate-Palmolive
CL
$72.6B
$2.28M 0.12%
32,449
+907
+3% +$71.1K
IYJ icon
212
iShares US Industrials ETF
IYJ
$1.98B
$2.27M 0.12%
27,104
+6,220
+30% +$583K
ORLY icon
213
O'Reilly Automotive
ORLY
$72.4B
$2.27M 0.12%
48,300
+2,505
+5% +$117K
EMLP icon
214
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$2.25M 0.12%
90,598
+4,547
+5% +$124K
EW icon
215
Edwards Lifesciences
EW
$47.6B
$2.25M 0.12%
27,169
+823
+3% +$79.2K
NVO
216
Novo Nordisk
NVO
$216B
$2.23M 0.12%
44,842
-8,626
-16% -$462K
SPYD icon
217
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$2.21M 0.12%
62,409
+29,214
+88% +$1.18M
CB icon
218
Chubb
CB
$140B
$2.21M 0.12%
12,133
-2,687
-18% -$510K
JNK icon
219
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$2.2M 0.11%
25,004
-654
-3% -$60.9K
DFUV icon
220
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$2.19M 0.11%
74,098
+1,148
+2% +$37.3K
TEL icon
221
TE Connectivity
TEL
$58.8B
$2.17M 0.11%
19,626
+1,006
+5% +$125K
BIV icon
222
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$2.15M 0.11%
29,122
-176
-0.6% -$13.6K
SWK icon
223
Stanley Black & Decker
SWK
$14.2B
$2.11M 0.11%
28,113
-18,153
-39% -$1.75M
IWP icon
224
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$2.1M 0.11%
26,817
-817
-3% -$70.3K
INTC icon
225
Intel
INTC
$466B
$2.1M 0.11%
81,346
+957
+1% +$32.6K
7 8
9
10 11

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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.