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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONG icon
201
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$2.98M 0.12%
41,769
-10,349
-20% -$727K
IEFA icon
202
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.96M 0.12%
42,628
-20,345
-32% -$1.44M
AMT icon
203
American Tower
AMT
$77.7B
$2.96M 0.12%
11,782
+1,727
+17% +$421K
IBM icon
204
IBM
IBM
$202B
$2.96M 0.12%
22,731
+5,715
+34% +$745K
CVS icon
205
CVS Health
CVS
$137B
$2.95M 0.12%
29,140
-2,885
-9% -$303K
AZO icon
206
AutoZone
AZO
$48.3B
$2.93M 0.12%
+1,432
New +$2.8M
CPAY icon
207
Corpay
CPAY
$24.2B
$2.92M 0.12%
11,740
+240
+2% +$56.9K
FXN icon
208
First Trust Energy AlphaDEX Fund
FXN
$398M
$2.92M 0.12%
183,190
+141,009
+334% +$1.99M
BA icon
209
Boeing
BA
$165B
$2.91M 0.12%
15,199
-18,662
-55% -$3.75M
TROW icon
210
T. Rowe Price
TROW
$25B
$2.91M 0.12%
19,246
+1,031
+6% +$159K
COP icon
211
ConocoPhillips
COP
$147B
$2.9M 0.12%
29,009
+36
+0.1% +$3.31K
IAU icon
212
iShares Gold Trust
IAU
$63B
$2.86M 0.12%
77,582
+52,918
+215% +$1.89M
IWP icon
213
iShares Russell Mid-Cap Growth ETF
IWP
$19.7B
$2.85M 0.12%
28,358
-998
-3% -$99.4K
HYLS icon
214
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$2.84M 0.12%
62,041
-5,372
-8% -$249K
NVO
215
Novo Nordisk
NVO
$216B
$2.83M 0.12%
50,968
+20,146
+65% +$1.03M
VYM icon
216
Vanguard High Dividend Yield ETF
VYM
$81.1B
$2.8M 0.12%
24,924
+4,264
+21% +$476K
XLY icon
217
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$2.8M 0.12%
30,264
+74
+0.2% +$6.78K
LAC
218
DELISTED
Lithium Americas Corp. Common Shares
LAC
$2.8M 0.12%
72,729
+40,479
+126% +$1.15M
TIPZ icon
219
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.8M
$2.78M 0.12%
43,890
+3,509
+9% +$225K
SDY icon
220
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.74M 0.11%
21,341
+1,101
+5% +$139K
XLE icon
221
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$2.69M 0.11%
70,334
-4,168
-6% -$144K
CLF icon
222
Cleveland-Cliffs
CLF
$6.81B
$2.67M 0.11%
82,929
+40,043
+93% +$913K
HPQ icon
223
HP
HPQ
$23.5B
$2.63M 0.11%
+72,385
New +$2.67M
MO icon
224
Altria Group
MO
$122B
$2.63M 0.11%
50,264
+1,380
+3% +$70.3K
ES icon
225
Eversource Energy
ES
$28.2B
$2.63M 0.11%
29,773
+1,512
+5% +$129K
7 8
9
10 11

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.