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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
201
American Tower
AMT
$77.7B
$2.5M 0.12%
9,391
+384
+4% +$109K
SHOP icon
202
Shopify
SHOP
$148B
$2.5M 0.12%
18,400
-40
-0.2% -$5.99K
VWOB icon
203
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$2.46M 0.12%
31,457
+5,144
+20% +$410K
SPYC icon
204
Simplify US Equity PLUS Convexity ETF
SPYC
$109M
$2.45M 0.12%
79,768
+1,529
+2% +$48.6K
KO icon
205
Coca-Cola
KO
$354B
$2.39M 0.12%
45,591
-1,829
-4% -$102K
NTSX icon
206
WisdomTree US Efficient Core Fund
NTSX
$1.34B
$2.38M 0.12%
58,533
+1,265
+2% +$53.2K
SDY icon
207
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$2.37M 0.12%
20,141
-6,343
-24% -$777K
MO icon
208
Altria Group
MO
$122B
$2.37M 0.12%
52,009
-900
-2% -$43.5K
IWF icon
209
iShares Russell 1000 Growth ETF
IWF
$122B
$2.35M 0.12%
34,192
-2,476
-7% -$175K
CB icon
210
Chubb
CB
$140B
$2.32M 0.12%
13,394
-43
-0.3% -$7.54K
FTGC icon
211
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$2.32M 0.12%
96,364
+7,893
+9% +$187K
VV icon
212
Vanguard Large-Cap ETF
VV
$51.9B
$2.32M 0.12%
11,545
+204
+2% +$42.2K
VRSK icon
213
Verisk Analytics
VRSK
$26.4B
$2.31M 0.12%
+11,562
New +$2.24M
BP icon
214
BP
BP
$113B
$2.3M 0.11%
84,279
+42,315
+101% +$1.06M
CLX icon
215
Clorox
CLX
$11.6B
$2.3M 0.11%
13,887
-815
-6% -$140K
DE icon
216
Deere & Co
DE
$170B
$2.3M 0.11%
6,863
+653
+11% +$235K
BDX icon
217
Becton Dickinson
BDX
$43.1B
$2.29M 0.11%
9,530
+54
+0.6% +$13.2K
MRNA icon
218
Moderna
MRNA
$21.5B
$2.28M 0.11%
5,933
+384
+7% +$142K
IBM icon
219
IBM
IBM
$202B
$2.28M 0.11%
17,166
-426
-2% -$56.9K
PGF icon
220
Invesco Financial Preferred ETF
PGF
$676M
$2.27M 0.11%
119,786
+160
+0.1% +$3.06K
ILMN icon
221
Illumina
ILMN
$29.4B
$2.26M 0.11%
5,737
-2,388
-29% -$1.1M
TXN icon
222
Texas Instruments
TXN
$255B
$2.26M 0.11%
11,769
-3,242
-22% -$618K
VWO icon
223
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.26M 0.11%
45,173
+5,006
+12% +$259K
ES icon
224
Eversource Energy
ES
$28.2B
$2.24M 0.11%
27,445
+72
+0.3% +$6.25K
TEL icon
225
TE Connectivity
TEL
$58.8B
$2.23M 0.11%
16,279
+2,455
+18% +$354K
7 8
9
10 11

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.