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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEI icon
201
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$230K 0.09%
1,721
-13,542
-89% -$1.81M
FITB
202
Fifth Third Bancorp
FITB
$51.7B
$229K 0.09%
+10,733
New +$216K
FDX icon
203
FedEx
FDX
$73.5B
$228K 0.09%
908
-807
-47% -$161K
GM icon
204
General Motors
GM
$78.7B
$228K 0.09%
+7,702
New +$216K
SRPT icon
205
Sarepta Therapeutics
SRPT
$1.68B
$227K 0.09%
1,619
-395
-20% -$60K
PDP icon
206
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$225K 0.09%
2,940
-267,926
-99% -$19.7M
QDEL icon
207
QuidelOrtho
QDEL
$1.15B
$224K 0.09%
+1,020
New +$228K
FXF icon
208
Invesco CurrencyShares Swiss Franc Trust
FXF
$409M
$223K 0.09%
+2,248
New +$224K
JNK icon
209
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$223K 0.09%
2,135
-3,655
-63% -$382K
DQ
210
Daqo New Energy
DQ
$815M
$222K 0.08%
+8,220
New +$183K
DDOG icon
211
Datadog
DDOG
$89.7B
$220K 0.08%
+2,152
New +$187K
ORLY icon
212
O'Reilly Automotive
ORLY
$75.1B
$220K 0.08%
7,155
-555
-7% -$16.9K
GYLD icon
213
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
$219K 0.08%
19,643
-27,911
-59% -$326K
SWBI icon
214
Smith & Wesson
SWBI
$666M
$218K 0.08%
+14,038
New +$248K
CIBR icon
215
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$217K 0.08%
6,231
-76,100
-92% -$2.65M
PM icon
216
Philip Morris
PM
$305B
$217K 0.08%
2,899
-4,115
-59% -$317K
RWX icon
217
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$215K 0.08%
7,239
-129
-2% -$3.86K
EFG icon
218
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$214K 0.08%
+2,377
New +$211K
CFR icon
219
Cullen/Frost Bankers
CFR
$10.3B
$213K 0.08%
3,325
-171
-5% -$12K
CSX icon
220
CSX Corp
CSX
$96B
$211K 0.08%
+8,130
New +$201K
HAS icon
221
Hasbro
HAS
$12.8B
$211K 0.08%
+2,661
New +$206K
UL icon
222
Unilever
UL
$132B
$211K 0.08%
3,034
-460
-13% -$30.7K
FIS icon
223
Fidelity National Information Services
FIS
$22.3B
$209K 0.08%
+1,418
New +$205K
VBK icon
224
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$209K 0.08%
970
-905
-48% -$191K
COLL icon
225
Collegium Pharmaceutical
COLL
$1.15B
$208K 0.08%
+10,004
New +$181K
7 8
9
10 11

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.