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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYAAY icon
201
Ryanair
RYAAY
$29.5B
$271K 0.07%
8,422
-6,593
-44% -$204K
BSCH
202
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$271K 0.07%
11,950
-1,767
-13% -$40.1K
BA icon
203
Boeing
BA
$165B
$268K 0.07%
+2,693
New +$374K
CMCSA icon
204
Comcast
CMCSA
$79.7B
$262K 0.07%
9,226
+1,850
+25% +$55K
ACN icon
205
Accenture
ACN
$89.9B
$257K 0.07%
2,614
-25
-0.9% -$2.48K
DVY icon
206
iShares Select Dividend ETF
DVY
$24B
$255K 0.06%
3,500
-1,092
-24% -$81.6K
V icon
207
Visa
V
$677B
$255K 0.06%
3,659
+348
+11% +$24.8K
MINT icon
208
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$254K 0.06%
+2,520
New +$255K
BSCI
209
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$254K 0.06%
11,950
-5,056
-30% -$107K
WTMF icon
210
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
$251K 0.06%
6,055
– –
RAI
211
DELISTED
Reynolds American Inc
RAI
$251K 0.06%
+5,668
New +$235K
BGR icon
212
BlackRock Energy and Resources Trust
BGR
$420M
$250K 0.06%
18,150
+1,800
+11% +$27.4K
OEF icon
213
iShares S&P 100 ETF
OEF
$19.8B
$250K 0.06%
2,948
-25
-0.8% -$2.24K
USA icon
214
Liberty All-Star Equity Fund
USA
$1.75B
$250K 0.06%
49,290
+1,950
+4% +$10.7K
PKG icon
215
Packaging Corp of America
PKG
$22.7B
$249K 0.06%
+4,137
New +$276K
NEE icon
216
NextEra Energy
NEE
$187B
$247K 0.06%
10,140
-524
-5% -$13.3K
FTSL icon
217
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$246K 0.06%
5,087
-100
-2% -$4.89K
MGM icon
218
MGM Resorts International
MGM
$11.7B
$244K 0.06%
13,200
– –
BGY icon
219
BlackRock Enhanced International Dividend Trust
BGY
$512M
$243K 0.06%
40,050
+2,000
+5% +$13.5K
SJR
220
DELISTED
Shaw Communications Inc.
SJR
$240K 0.06%
12,383
-10,699
-46% -$218K
FE icon
221
FirstEnergy
FE
$28.9B
$239K 0.06%
7,618
-9,606
-56% -$314K
CVS icon
222
CVS Health
CVS
$137B
$237K 0.06%
3,346
-4,482
-57% -$471K
OIL
223
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$237K 0.06%
+28,058
New +$251K
GAS
224
DELISTED
AGL Resources Inc
GAS
$236K 0.06%
3,870
-3,779
-49% -$202K
RDS.B
225
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$234K 0.06%
4,926
+145
+3% +$7.81K
7 8
9
10 11

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.