We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
201
Phillips 66
PSX
$82.9B
$320K 0.08%
4,469
+5
+0.1% +$369
IGSB icon
202
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$317K 0.08%
6,022
-52
-0.9% -$2.74K
XLI icon
203
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$316K 0.08%
+5,577
New +$306K
IJT icon
204
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$314K 0.08%
5,128
+2
+0% +$117
JPM icon
205
JPMorgan Chase
JPM
$939B
$303K 0.08%
4,845
+203
+4% +$12.2K
EPHE icon
206
iShares MSCI Philippines ETF
EPHE
$127M
$301K 0.08%
+7,871
New +$300K
IJJ icon
207
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$295K 0.07%
4,616
+456
+11% +$28.3K
DIA icon
208
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$294K 0.07%
+1,655
New +$287K
FTW
209
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
$294K 0.07%
+8,082
New +$287K
ABT icon
210
Abbott
ABT
$180B
$286K 0.07%
6,356
-1,410
-18% -$61.4K
ADAM
211
Adamas Trust
ADAM
$777M
$281K 0.07%
9,124
+38
+0.4% +$1.19K
WBA
212
DELISTED
Walgreens Boots Alliance
WBA
$280K 0.07%
3,676
+202
+6% +$13.5K
EIS icon
213
iShares MSCI Israel ETF
EIS
$879M
$277K 0.07%
+5,920
New +$288K
GIS icon
214
General Mills
GIS
$19.2B
$277K 0.07%
5,188
-102
-2% -$5.27K
BGC icon
215
BGC Group
BGC
$5.58B
$273K 0.07%
46,387
-656
-1% -$3.52K
IJR icon
216
iShares Core S&P Small-Cap ETF
IJR
$109B
$273K 0.07%
4,786
-1,116
-19% -$60.9K
BP icon
217
BP
BP
$113B
$272K 0.07%
8,611
-13,985
-62% -$470K
FRT icon
218
Federal Realty Investment Trust
FRT
$10.9B
$267K 0.07%
2,000
– –
DUK icon
219
Duke Energy
DUK
$102B
$266K 0.07%
3,181
-541
-15% -$43.6K
IBMD
220
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$264K 0.07%
5,000
– –
IJK icon
221
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$263K 0.07%
6,600
-8
-0.1% -$311
MRK icon
222
Merck
MRK
$324B
$262K 0.07%
4,826
-1,534
-24% -$85.5K
FCAN
223
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$262K 0.07%
+8,326
New +$276K
TRN icon
224
Trinity Industries
TRN
$2.97B
$261K 0.07%
12,940
-4,517
-26% -$109K
VIG icon
225
Vanguard Dividend Appreciation ETF
VIG
$111B
$258K 0.06%
3,173
+1
+0% +$79
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.