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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARP
201
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$306K 0.08%
15,750
+3,000
+24% +$59.8K
BGY icon
202
BlackRock Enhanced International Dividend Trust
BGY
$512M
$302K 0.08%
40,050
+3,000
+8% +$23.7K
FCX icon
203
Freeport-McMoran
FCX
$90B
$295K 0.08%
9,041
+1,869
+26% +$67.9K
BN icon
204
Brookfield
BN
$102B
$294K 0.08%
27,892
– –
DIS icon
205
Walt Disney
DIS
$165B
$292K 0.08%
4,476
+1,233
+38% +$109K
PAAS icon
206
Pan American Silver
PAAS
$18.6B
$289K 0.08%
26,320
-67,679
-72% -$952K
AMJ
207
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$289K 0.08%
5,447
-703
-11% -$36.8K
FXN icon
208
First Trust Energy AlphaDEX Fund
FXN
$398M
$283K 0.08%
10,956
-2,514
-19% -$70.7K
BSJI
209
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$279K 0.08%
+10,457
New +$283K
DUK icon
210
Duke Energy
DUK
$102B
$278K 0.07%
3,722
+2
+0.1% +$146
SLB icon
211
SLB Ltd
SLB
$77.8B
$276K 0.07%
2,844
+1,056
+59% +$115K
ASTC icon
212
Astrotech Corp
ASTC
$14.5M
$274K 0.07%
648
– –
WR
213
DELISTED
Westar Energy Inc
WR
$274K 0.07%
8,025
+1,000
+14% +$36.2K
MLPI
214
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$273K 0.07%
5,970
+833
+16% +$37.1K
BPT
215
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$271K 0.07%
2,874
+276
+11% +$25.8K
PCI
216
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$270K 0.07%
+12,000
New +$277K
GIS icon
217
General Mills
GIS
$19.2B
$267K 0.07%
5,290
+36
+0.7% +$1.89K
IBMD
218
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$264K 0.07%
5,000
– –
ADAM
219
Adamas Trust
ADAM
$777M
$263K 0.07%
9,086
+2,845
+46% +$88.6K
PAGP icon
220
Plains GP Holdings
PAGP
$5.23B
$263K 0.07%
3,222
– –
GOOG icon
221
Alphabet (Google) Class C
GOOG
$3.9T
$262K 0.07%
12,815
-7,400
-37% -$214K
CNSL
222
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$261K 0.07%
10,401
+732
+8% +$17.2K
MDLZ icon
223
Mondelez International
MDLZ
$77.7B
$259K 0.07%
8,175
– –
CMCSA icon
224
Comcast
CMCSA
$79.1B
$258K 0.07%
9,602
-2
-0% -$55
IJJ icon
225
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$250K 0.07%
4,160
+2
+0% +$125
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.