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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
201
AbbVie
ABBV
$458B
$236K 0.08%
4,460
-10
-0.2% -$491
IEF icon
202
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$234K 0.08%
2,360
-2,813
-54% -$285K
META icon
203
Meta Platforms (Facebook)
META
$1.51T
$234K 0.08%
4,286
+231
+6% +$11.6K
AGN
204
DELISTED
Allergan Inc
AGN
$233K 0.08%
+2,100
New +$201K
ACWI icon
205
iShares MSCI ACWI ETF
ACWI
$32.6B
$232K 0.08%
+4,024
New +$225K
TGT icon
206
Target
TGT
$62.1B
$230K 0.08%
+3,630
New +$232K
BPL
207
DELISTED
Buckeye Partners, L.P.
BPL
$229K 0.08%
+3,219
New +$217K
QRE
208
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$229K 0.08%
13,400
-989
-7% -$16.7K
XLE icon
209
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$226K 0.08%
5,098
-9,762
-66% -$420K
STZ icon
210
Constellation Brands
STZ
$22.2B
$225K 0.08%
+3,200
New +$214K
RDS.A
211
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$223K 0.08%
3,125
+13
+0.4% +$874
RPAI
212
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$223K 0.08%
17,497
+4,267
+32% +$57.8K
ORCL icon
213
Oracle
ORCL
$331B
$222K 0.07%
5,800
-282
-5% -$9.69K
BGR icon
214
BlackRock Energy and Resources Trust
BGR
$420M
$221K 0.07%
+9,100
New +$236K
EWN icon
215
iShares MSCI Netherlands ETF
EWN
$562M
$221K 0.07%
+8,511
New +$211K
UVE icon
216
Universal Insurance Holdings
UVE
$1.16B
$221K 0.07%
+15,260
New +$147K
BAX icon
217
Baxter International
BAX
$11.6B
$220K 0.07%
+5,812
New +$211K
EWD icon
218
iShares MSCI Sweden ETF
EWD
$522M
$220K 0.07%
+6,137
New +$210K
SPFF icon
219
Global X SuperIncome Preferred ETF
SPFF
$139M
$218K 0.07%
14,950
– –
EWL icon
220
iShares MSCI Switzerland ETF
EWL
$2.12B
$217K 0.07%
+6,592
New +$210K
PAGP icon
221
Plains GP Holdings
PAGP
$5.23B
$216K 0.07%
+3,034
New +$190K
ABT icon
222
Abbott
ABT
$180B
$213K 0.07%
+5,549
New +$205K
PKW icon
223
Invesco BuyBack Achievers ETF
PKW
$1.69B
$213K 0.07%
4,939
-519
-10% -$21.3K
BAC.PRL icon
224
Bank of America Series L
BAC.PRL
$3.95B
$212K 0.07%
200
-35
-15% -$37.4K
IJK icon
225
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$212K 0.07%
5,652
-840
-13% -$30.3K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.