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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERII icon
2026
Energy Recovery
ERII
$446M
$10K ﹤0.01%
+500
New +$9.74K
ETJ
2027
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$10K ﹤0.01%
+1,000
New +$10.1K
FFC
2028
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$777M
$10K ﹤0.01%
+500
New +$9.94K
FN icon
2029
Fabrinet
FN
$15.6B
$10K ﹤0.01%
+96
New +$10.1K
FMS icon
2030
Fresenius Medical Care
FMS
$13.8B
$10K ﹤0.01%
+304
New +$10K
FYT icon
2031
First Trust Small Cap Value AlphaDEX Fund
FYT
$191M
$10K ﹤0.01%
+200
New +$10.3K
GSAT icon
2032
Globalstar
GSAT
$10.7B
$10K ﹤0.01%
+467
New +$7.94K
HEPA
2033
DELISTED
Hepion Pharmaceuticals
HEPA
$10K ﹤0.01%
+8
New +$8.84K
IPI icon
2034
Intrepid Potash
IPI
$456M
$10K ﹤0.01%
+125
New +$6.89K
MGNI icon
2035
Magnite
MGNI
$2.76B
$10K ﹤0.01%
+782
New +$10.5K
PIO icon
2036
Invesco Global Water ETF
PIO
$274M
$10K ﹤0.01%
+280
New +$10.6K
PRN icon
2037
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$416M
$10K ﹤0.01%
+100
New +$10K
PTON icon
2038
Peloton Interactive
PTON
$2.77B
$10K ﹤0.01%
+385
New +$11K
ROST icon
2039
Ross Stores
ROST
$80.5B
$10K ﹤0.01%
+107
New +$10.2K
RUSHA icon
2040
Rush Enterprises Class A
RUSHA
$6.2B
$10K ﹤0.01%
+303
New +$10.6K
SAIA icon
2041
Saia
SAIA
$9.25B
$10K ﹤0.01%
+39
New +$10.8K
SMCI icon
2042
Super Micro Computer
SMCI
$18.4B
$10K ﹤0.01%
+2,500
New +$10.3K
SWBI icon
2043
Smith & Wesson
SWBI
$651M
$10K ﹤0.01%
+631
New +$10.6K
TPZ
2044
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$10K ﹤0.01%
+671
New +$9.45K
UFPI icon
2045
UFP Industries
UFPI
$4.9B
$10K ﹤0.01%
+127
New +$10.6K
VMD icon
2046
Viemed Healthcare
VMD
$447M
$10K ﹤0.01%
+2,050
New +$9.52K
VNO icon
2047
Vornado Realty Trust
VNO
$7.41B
$10K ﹤0.01%
+221
New +$9.68K
VRP icon
2048
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$10K ﹤0.01%
+405
New +$10.1K
ZD icon
2049
Ziff Davis
ZD
$1.96B
$10K ﹤0.01%
+104
New +$10.7K
ZS icon
2050
Zscaler
ZS
$24.5B
$10K ﹤0.01%
+40
New +$9.83K
80 81
82
83 84

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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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STA
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Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.