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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
176
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.7M 0.14%
64,360
-6,399
-9% -$259K
ISTB icon
177
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$2.67M 0.13%
57,564
-10,197
-15% -$472K
VALE icon
178
Vale
VALE
$62.9B
$2.6M 0.13%
+153,425
New +$2.31M
EMR icon
179
Emerson Electric
EMR
$82.9B
$2.6M 0.13%
27,040
+4,350
+19% +$391K
EFA icon
180
iShares MSCI EAFE ETF
EFA
$76.4B
$2.59M 0.13%
39,428
-10,050
-20% -$630K
DWAS icon
181
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$2.58M 0.13%
35,470
+850
+2% +$63.1K
ET icon
182
Energy Transfer Partners
ET
$70.1B
$2.58M 0.13%
217,190
-3,749
-2% -$45K
XLF icon
183
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$2.57M 0.13%
75,282
+15,491
+26% +$524K
TXN icon
184
Texas Instruments
TXN
$255B
$2.57M 0.13%
15,563
-4,569
-23% -$762K
QCOM icon
185
Qualcomm
QCOM
$176B
$2.55M 0.13%
23,234
-1,217
-5% -$142K
IYJ icon
186
iShares US Industrials ETF
IYJ
$1.98B
$2.54M 0.13%
26,347
-757
-3% -$71.4K
NFLX icon
187
Netflix
NFLX
$292B
$2.51M 0.13%
85,140
+45,520
+115% +$1.28M
USMV icon
188
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$2.51M 0.13%
34,776
-57,181
-62% -$4.07M
KRP icon
189
Kimbell Royalty Partners
KRP
$1.47B
$2.5M 0.13%
149,850
-13,115
-8% -$230K
PSX icon
190
Phillips 66
PSX
$82.9B
$2.5M 0.13%
23,973
+4,783
+25% +$489K
ENSG icon
191
The Ensign Group
ENSG
$10.1B
$2.48M 0.12%
+26,260
New +$2.38M
DFUV icon
192
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$2.48M 0.12%
74,098
– –
ETN icon
193
Eaton
ETN
$157B
$2.48M 0.12%
15,803
+3,362
+27% +$515K
USB icon
194
US Bancorp
USB
$99.6B
$2.46M 0.12%
56,497
-29,598
-34% -$1.27M
TSLA icon
195
Tesla
TSLA
$1.24T
$2.46M 0.12%
19,975
+803
+4% +$152K
UNG icon
196
United States Natural Gas Fund
UNG
$470M
$2.45M 0.12%
43,516
+8,234
+23% +$654K
EMLP icon
197
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$2.45M 0.12%
91,668
+1,070
+1% +$28.4K
MRNA icon
198
Moderna
MRNA
$21.5B
$2.45M 0.12%
13,613
+8,214
+152% +$1.34M
ITW icon
199
Illinois Tool Works
ITW
$81.4B
$2.4M 0.12%
10,876
-11,049
-50% -$2.35M
TEL icon
200
TE Connectivity
TEL
$58.8B
$2.39M 0.12%
20,816
+1,190
+6% +$141K
6 7
8
9 10

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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.