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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
176
iShares Silver Trust
SLV
$28.3B
$269K 0.1%
12,439
-5,091
-29% -$116K
WORK
177
DELISTED
Slack Technologies, Inc.
WORK
$269K 0.1%
10,000
-20,755
-67% -$611K
CRWD icon
178
CrowdStrike
CRWD
$183B
$268K 0.1%
7,816
-2,696
-26% -$78.5K
NEA icon
179
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$264K 0.1%
+18,378
New +$264K
CACG
180
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$264K 0.1%
6,661
+1,004
+18% +$38.6K
MDIV icon
181
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$263K 0.1%
19,570
+6,103
+45% +$84.9K
IDLV icon
182
Invesco S&P International Developed Low Volatility ETF
IDLV
$341M
$258K 0.1%
9,058
-18,255
-67% -$518K
SHW icon
183
Sherwin-Williams
SHW
$80.7B
$257K 0.1%
1,107
-4,275
-79% -$933K
GOVI icon
184
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$256K 0.1%
6,527
-1,489
-19% -$59K
KMI icon
185
Kinder Morgan
KMI
$70.6B
$254K 0.1%
20,561
-11,315
-35% -$158K
KR icon
186
Kroger
KR
$35.5B
$254K 0.1%
7,490
-9,150
-55% -$316K
EBAY icon
187
eBay
EBAY
$50.3B
$252K 0.1%
4,841
+160
+3% +$8.81K
PWR icon
188
Quanta Services
PWR
$93.1B
$250K 0.1%
+4,721
New +$220K
EFA icon
189
iShares MSCI EAFE ETF
EFA
$76.8B
$249K 0.1%
3,919
-35,906
-90% -$2.3M
FEMB icon
190
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$249K 0.1%
7,293
– –
VONG icon
191
Vanguard Russell 1000 Growth ETF
VONG
$42.3B
$246K 0.09%
4,412
-62,756
-93% -$3.4M
W icon
192
Wayfair
W
$12.5B
$244K 0.09%
837
-493
-37% -$135K
BKK
193
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$242K 0.09%
16,122
-29,120
-64% -$438K
FBT icon
194
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$241K 0.09%
1,535
-1,504
-49% -$246K
DWX icon
195
State Street SPDR S&P International Dividend ETF
DWX
$523M
$240K 0.09%
7,129
– –
ECL icon
196
Ecolab
ECL
$76.4B
$240K 0.09%
1,220
-5,340
-81% -$1.07M
APPN icon
197
Appian
APPN
$1.88B
$237K 0.09%
+3,655
New +$198K
WIX icon
198
WIX.com
WIX
$2.36B
$235K 0.09%
+924
New +$255K
PFF icon
199
iShares Preferred and Income Securities ETF
PFF
$13.2B
$231K 0.09%
6,325
-98,677
-94% -$3.55M
TTD icon
200
Trade Desk
TTD
$8.41B
$231K 0.09%
4,450
-15,810
-78% -$722K
6 7
8
9 10

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.