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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
176
American Tower
AMT
$77.7B
$320K 0.08%
3,639
+156
+4% +$14.7K
MDIV icon
177
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$320K 0.08%
17,416
-3,708
-18% -$72.2K
DUK icon
178
Duke Energy
DUK
$102B
$317K 0.08%
+4,409
New +$319K
VTI icon
179
Vanguard Total Stock Market ETF
VTI
$654B
$315K 0.08%
3,193
-16,769
-84% -$1.76M
FDN icon
180
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$314K 0.08%
4,747
-257
-5% -$17.9K
MPVD
181
DELISTED
Mountain Province Diamonds Inc.
MPVD
$314K 0.08%
120,850
-47,700
-28% -$157K
D icon
182
Dominion Energy
D
$62.5B
$310K 0.08%
4,403
+2
+0% +$141
PBT
183
Permian Basin Royalty Trust
PBT
$1.36B
$310K 0.08%
50,800
– –
ADP icon
184
Automatic Data Processing
ADP
$100B
$309K 0.08%
3,839
-686
-15% -$54.9K
BN icon
185
Brookfield
BN
$102B
$308K 0.08%
27,892
– –
WR
186
DELISTED
Westar Energy Inc
WR
$308K 0.08%
8,025
-80
-1% -$2.95K
IGSB icon
187
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$306K 0.08%
5,828
+1,580
+37% +$83K
MCD icon
188
McDonald's
MCD
$188B
$303K 0.08%
3,074
+301
+11% +$29.3K
MRK icon
189
Merck
MRK
$324B
$300K 0.08%
7,087
+1,872
+36% +$99.4K
FTC icon
190
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$294K 0.07%
6,430
+492
+8% +$23.8K
DOC icon
191
Healthpeak Properties
DOC
$15.4B
$293K 0.07%
8,626
-296
-3% -$10.2K
IIM icon
192
Invesco Value Municipal Income Trust
IIM
$583M
$293K 0.07%
+19,000
New +$289K
STZ icon
193
Constellation Brands
STZ
$22.2B
$289K 0.07%
2,308
+303
+15% +$37.4K
UNH icon
194
UnitedHealth
UNH
$382B
$289K 0.07%
2,494
+284
+13% +$34K
HDS
195
DELISTED
HD Supply Holdings, Inc.
HDS
$287K 0.07%
10,023
+23
+0.2% +$771
BSCG
196
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$287K 0.07%
12,950
-550
-4% -$12.2K
GIS icon
197
General Mills
GIS
$19.2B
$285K 0.07%
5,074
-583
-10% -$33.4K
CAG icon
198
Conagra Brands
CAG
$7.07B
$281K 0.07%
8,918
-7,003
-44% -$235K
CXP
199
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$277K 0.07%
11,929
-3,184
-21% -$74.7K
BND icon
200
Vanguard Total Bond Market
BND
$157B
$276K 0.07%
+3,369
New +$275K
6 7
8
9 10

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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.