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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
176
Lumen
LUMN
$6.53B
$341K 0.09%
8,344
-1,400
-14% -$55K
EWK icon
177
iShares MSCI Belgium ETF
EWK
$163M
$337K 0.09%
+20,620
New +$348K
HE icon
178
Hawaiian Electric Industries
HE
$2.33B
$337K 0.09%
+12,700
New +$315K
NPSP
179
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$336K 0.09%
12,910
+5,750
+80% +$165K
DVY icon
180
iShares Select Dividend ETF
DVY
$24B
$334K 0.09%
4,524
+275
+6% +$20.7K
LVS icon
181
Las Vegas Sands
LVS
$30.5B
$331K 0.09%
+5,539
New +$381K
MIDD icon
182
Middleby
MIDD
$6.05B
$330K 0.09%
3,750
– –
USA icon
183
Liberty All-Star Equity Fund
USA
$1.75B
$330K 0.09%
56,640
+11,640
+26% +$69.1K
XLV icon
184
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$328K 0.09%
5,139
+1,644
+47% +$103K
ACN icon
185
Accenture
ACN
$89.9B
$327K 0.09%
4,162
+871
+26% +$69.8K
MMP
186
DELISTED
Magellan Midstream Partners, L.P.
MMP
$327K 0.09%
3,888
+1,164
+43% +$96.8K
WMT icon
187
Walmart Inc
WMT
$871B
$326K 0.09%
14,577
-63
-0.4% -$1.59K
BGR icon
188
BlackRock Energy and Resources Trust
BGR
$420M
$325K 0.09%
13,600
+1,000
+8% +$26.1K
BA icon
189
Boeing
BA
$165B
$322K 0.09%
3,325
-464
-12% -$58.4K
INTC icon
190
Intel
INTC
$464B
$322K 0.09%
12,466
+333
+3% +$11.3K
UNP icon
191
Union Pacific
UNP
$182B
$321K 0.09%
2,956
-503
-15% -$52.1K
IGSB icon
192
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$320K 0.09%
6,074
+2
+0% +$105
MRK icon
193
Merck
MRK
$324B
$319K 0.09%
6,360
+7
+0.1% +$393
RIG icon
194
Transocean
RIG
$5.92B
$312K 0.08%
9,771
+2,098
+27% +$82.1K
PFE icon
195
Pfizer
PFE
$140B
$311K 0.08%
11,099
-410
-4% -$11.5K
CAG icon
196
Conagra Brands
CAG
$7.07B
$310K 0.08%
12,443
+2,353
+23% +$58K
HPQ icon
197
HP
HPQ
$23.5B
$310K 0.08%
19,268
+661
+4% +$10.7K
IJR icon
198
iShares Core S&P Small-Cap ETF
IJR
$109B
$308K 0.08%
5,902
-18
-0.3% -$980
D icon
199
Dominion Energy
D
$62.5B
$307K 0.08%
4,441
+1,102
+33% +$76.1K
ABT icon
200
Abbott
ABT
$180B
$306K 0.08%
7,766
-611
-7% -$25.8K
6 7
8
9 10

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AMH
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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.