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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
(+13%)
Cap. Flow
+$16.8M
Cap. Flow
% of AUM
5.63%
Top 10 Holdings %
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$11M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$5.93M |
| 3 |
Eagle Materials
EXP
|
+$4.05M |
| 4 |
ProShares Ultra S&P500
SSO
|
+$3.1M |
| 5 |
iShares Russell 3000 ETF
IWV
|
+$1.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Utilities ETF
IDU
|
+$9.5M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$3.3M |
| 3 |
ProShares Ultra Russell2000
UWM
|
+$2.45M |
| 4 |
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
|
+$2.07M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 4.97% |
| 2 | Materials | 3.22% |
| 3 | Technology | 2.7% |
| 4 | Consumer Staples | 2.63% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
United Parcel Service
UPS
$97.6B
| $276K | 0.09% |
+2,624
| New | +$258K |
|
177
Astrotech Corp
ASTC
$14.5M
| $275K | 0.09% |
648
-65
| -9% | -$15.2K |
|
178
Ford
F
$57.3B
| $273K | 0.09% |
17,667
-5,809
| -25% | -$97.4K |
|
179
Capital One
COF
$124B
| $272K | 0.09% |
+3,546
| New | +$253K |
|
180
Vodafone
VOD
$34.9B
| $271K | 0.09% |
6,761
-1,655
| -20% | -$62.3K |
|
181
Philip Morris
PM
$301B
| $269K | 0.09% |
3,092
-1,555
| -33% | -$136K |
|
182
General Mills
GIS
$19.2B
| $266K | 0.09% |
5,329
-107
| -2% | -$5.33K |
|
|
IBMD
183
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
| $266K | 0.09% |
5,000
| – | – |
|
|
HBANP
184
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
| $266K | 0.09% |
209
| – | – |
|
185
Oneok
OKE
$58.7B
| $262K | 0.09% |
+4,808
| New | +$241K |
|
|
UTX.PRA
186
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
| $262K | 0.09% |
4,000
| – | – |
|
187
Deere & Co
DE
$170B
| $256K | 0.09% |
+2,802
| New | +$237K |
|
188
Vanguard Dividend Appreciation ETF
VIG
$111B
| $256K | 0.09% |
3,407
+302
| +10% | +$22K |
|
|
CXP
189
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $256K | 0.09% |
+10,244
| New | +$237K |
|
190
Brookfield
BN
$102B
| $252K | 0.08% |
27,764
-1,529
| -5% | -$13.9K |
|
191
iShares MSCI Emerging Markets ETF
EEM
$28B
| $251K | 0.08% |
+6,006
| New | +$251K |
|
192
JPMorgan Chase
JPM
$939B
| $250K | 0.08% |
4,274
-1,739
| -29% | -$95.3K |
|
193
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $249K | 0.08% |
13,924
-1,764
| -11% | -$29.9K |
|
194
Lumen
LUMN
$6.53B
| $247K | 0.08% |
7,766
-3,010
| -28% | -$96.2K |
|
195
Targa Resources
TRGP
$60.4B
| $247K | 0.08% |
+2,804
| New | +$222K |
|
196
American Tower
AMT
$77.7B
| $244K | 0.08% |
3,060
-165
| -5% | -$12.8K |
|
197
Duke Energy
DUK
$102B
| $243K | 0.08% |
3,523
-1,558
| -31% | -$109K |
|
198
iShares S&P 100 ETF
OEF
$19.8B
| $241K | 0.08% |
2,930
-686
| -19% | -$54.2K |
|
199
iShares Dow Jones US ETF
IYY
$2.92B
| $239K | 0.08% |
+5,130
| New | +$230K |
|
200
Walt Disney
DIS
$165B
| $237K | 0.08% |
+3,103
| New | +$215K |
|
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Prospera Financial Services's Q4 2013 Portfolio in Review
As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.
- Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
- Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
- Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
- Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
- Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
- Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
- Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.
Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.