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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLY icon
1951
Fastly Inc
FSLY
$3.56B
$12K ﹤0.01%
+679
New +$15.9K
HIMX
1952
Himax Technologies
HIMX
$2.2B
$12K ﹤0.01%
+1,065
New +$12.1K
KEX icon
1953
Kirby Corp
KEX
$7.02B
$12K ﹤0.01%
+160
New +$10.7K
LDOS icon
1954
Leidos
LDOS
$14.5B
$12K ﹤0.01%
+112
New +$10.8K
NQP
1955
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$12K ﹤0.01%
+870
New +$12.2K
NVAX icon
1956
Novavax
NVAX
$1.2B
$12K ﹤0.01%
+164
New +$14.6K
OCGN icon
1957
Ocugen
OCGN
$416M
$12K ﹤0.01%
+3,600
New +$12.7K
PD icon
1958
PagerDuty
PD
$814M
$12K ﹤0.01%
+345
New +$11.1K
PHK
1959
PIMCO High Income Fund
PHK
$871M
$12K ﹤0.01%
+2,000
New +$11.8K
PNQI icon
1960
Invesco NASDAQ Internet ETF
PNQI
$528M
$12K ﹤0.01%
+350
New +$12.4K
PSO icon
1961
Pearson
PSO
$10.1B
$12K ﹤0.01%
+1,216
New +$11K
PUK icon
1962
Prudential
PUK
$37.7B
$12K ﹤0.01%
+405
New +$12.9K
RNEM icon
1963
First Trust Emerging Markets Equity Select ETF
RNEM
$17.2M
$12K ﹤0.01%
+244
New +$11.9K
SSD icon
1964
Simpson Manufacturing
SSD
$7.74B
$12K ﹤0.01%
+109
New +$12.9K
TKR icon
1965
Timken Company
TKR
$9.63B
$12K ﹤0.01%
+200
New +$13.3K
TOL icon
1966
Toll Brothers
TOL
$13.6B
$12K ﹤0.01%
+250
New +$14K
VBTX
1967
DELISTED
Veritex Holdings
VBTX
$12K ﹤0.01%
+324
New +$13K
VC icon
1968
Visteon
VC
$2.78B
$12K ﹤0.01%
+113
New +$12.3K
VGI
1969
Virtus Global Multi-Sector Income Fund
VGI
$82M
$12K ﹤0.01%
+1,200
New +$12.3K
VMO icon
1970
Invesco Municipal Opportunity Trust
VMO
$654M
$12K ﹤0.01%
+1,083
New +$13.2K
VST icon
1971
Vistra
VST
$50B
$12K ﹤0.01%
+518
New +$11.5K
WTW icon
1972
Willis Towers Watson
WTW
$31.7B
$12K ﹤0.01%
+51
New +$11.7K
WWR icon
1973
Westwater Resources
WWR
$51.9M
$12K ﹤0.01%
+6,000
New +$12.2K
XNTK icon
1974
State Street SPDR NYSE Technology ETF
XNTK
$2.07B
$12K ﹤0.01%
+86
New +$12.3K
Z icon
1975
Zillow
Z
$7.77B
$12K ﹤0.01%
+252
New +$13.5K
77 78
79
80 81

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
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STA
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Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.