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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTWV icon
1901
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$14K ﹤0.01%
+100
New +$14K
LSXMK
1902
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$14K ﹤0.01%
+399
New +$14.8K
ETRN
1903
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$14K ﹤0.01%
1,607
-116,351
-99% -$959K
FSD
1904
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$14K ﹤0.01%
+1,038
New +$14.6K
FPL
1905
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$14K ﹤0.01%
+2,150
New +$12.8K
AOM icon
1906
iShares Core Moderate Allocation ETF
AOM
$1.75B
$13K ﹤0.01%
+296
New +$12.9K
AX icon
1907
Axos Financial
AX
$5.77B
$13K ﹤0.01%
+288
New +$15.2K
BHP icon
1908
BHP
BHP
$215B
$13K ﹤0.01%
+188
New +$11.4K
BLMN icon
1909
Bloomin' Brands
BLMN
$741M
$13K ﹤0.01%
+593
New +$12.8K
CNM icon
1910
Core & Main
CNM
$8.23B
$13K ﹤0.01%
+525
New +$12.4K
CPRI icon
1911
Capri Holdings
CPRI
$1.83B
$13K ﹤0.01%
+244
New +$14.6K
EDIT icon
1912
Editas Medicine
EDIT
$396M
$13K ﹤0.01%
+685
New +$12.7K
EYE icon
1913
National Vision
EYE
$1.77B
$13K ﹤0.01%
+290
New +$11.8K
FLGT icon
1914
Fulgent Genetics
FLGT
$470M
$13K ﹤0.01%
+202
New +$13.3K
FOUR icon
1915
Shift4
FOUR
$4.2B
$13K ﹤0.01%
+213
New +$11.2K
FTHY
1916
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$501M
$13K ﹤0.01%
+750
New +$13.9K
GAIN icon
1917
Gladstone Investment Corp
GAIN
$643M
$13K ﹤0.01%
+800
New +$12.6K
ICLR icon
1918
Icon
ICLR
$12.6B
$13K ﹤0.01%
+52
New +$13K
IMTB icon
1919
iShares Core 5-10 Year USD Bond ETF
IMTB
$275M
$13K ﹤0.01%
+284
New +$13.8K
IPO icon
1920
Renaissance IPO ETF
IPO
$153M
$13K ﹤0.01%
+301
New +$13.7K
ITB icon
1921
iShares US Home Construction ETF
ITB
$2.26B
$13K ﹤0.01%
+225
New +$15.4K
MKL icon
1922
Markel Group
MKL
$23.3B
$13K ﹤0.01%
+9
New +$11.6K
MTW icon
1923
Manitowoc
MTW
$497M
$13K ﹤0.01%
+883
New +$15.2K
ONB icon
1924
Old National Bancorp
ONB
$10.2B
$13K ﹤0.01%
+794
New +$14.5K
OTEX icon
1925
Open Text
OTEX
$6.15B
$13K ﹤0.01%
+300
New +$13.3K
75 76
77
78 79

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
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PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return
STA
Summit Trail Advisors New York $6.98B AUM 19.51% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.