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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1751
Highland Opportunities and Income Fund
HFRO
$417M
$19K ﹤0.01%
+1,618
New +$18.5K
HRZN icon
1752
Horizon Technology Finance
HRZN
$295M
$19K ﹤0.01%
+1,383
New +$20.9K
ICF icon
1753
iShares Select U.S. REIT ETF
ICF
$2.09B
$19K ﹤0.01%
+264
New +$18.2K
INTG icon
1754
InterGroup Corp
INTG
$61.1M
$19K ﹤0.01%
+365
New +$19.3K
MIN
1755
Aberdeen Intermediate Income Fund
MIN
$274M
$19K ﹤0.01%
+6,000
New +$19.8K
RBA icon
1756
RB Global
RBA
$20.4B
$19K ﹤0.01%
+322
New +$18.9K
RSPF icon
1757
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$19K ﹤0.01%
+300
New +$19.3K
SCHA icon
1758
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$19K ﹤0.01%
+784
New +$18.5K
SIGI icon
1759
Selective Insurance
SIGI
$5.65B
$19K ﹤0.01%
+209
New +$17K
SNN icon
1760
Smith & Nephew
SNN
$13.3B
$19K ﹤0.01%
+590
New +$19.8K
SQLV icon
1761
Royce Quant Small-Cap Quality Value ETF
SQLV
$29.2M
$19K ﹤0.01%
+500
New +$19.3K
SRNE
1762
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$19K ﹤0.01%
+8,200
New +$25.6K
TEN
1763
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$19K ﹤0.01%
+1,044
New +$15K
BCD icon
1764
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$402M
$18K ﹤0.01%
+475
New +$16.6K
FAAR icon
1765
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$18K ﹤0.01%
+532
New +$16.8K
GRWG icon
1766
GrowGeneration
GRWG
$86.5M
$18K ﹤0.01%
+2,000
New +$18K
INDA icon
1767
iShares MSCI India ETF
INDA
$6.89B
$18K ﹤0.01%
+400
New +$17.9K
JMIA
1768
Jumia Technologies
JMIA
$737M
$18K ﹤0.01%
+1,850
New +$16.5K
KTB icon
1769
Kontoor Brands
KTB
$4.63B
$18K ﹤0.01%
+429
New +$20.2K
NKX icon
1770
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$18K ﹤0.01%
+1,298
New +$18.7K
OGS icon
1771
ONE Gas
OGS
$4.87B
$18K ﹤0.01%
+206
New +$16.6K
ONL
1772
Orion Office REIT
ONL
$150M
$18K ﹤0.01%
+1,305
New +$22K
PLAY icon
1773
Dave & Buster's
PLAY
$377M
$18K ﹤0.01%
+365
New +$14.6K
QQQJ icon
1774
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$18K ﹤0.01%
+625
New +$18.4K
RWX icon
1775
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$18K ﹤0.01%
+535
New +$18.1K
69 70
71
72 73

Similar funds

AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return
STA
Summit Trail Advisors New York $6.98B AUM 19.51% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.