We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
151
Boeing
BA
$165B
$3.16M 0.16%
16,578
-198
-1% -$32.4K
NVO
152
Novo Nordisk
NVO
$216B
$3.15M 0.16%
46,608
+1,766
+4% +$104K
FXN icon
153
First Trust Energy AlphaDEX Fund
FXN
$398M
$3.14M 0.16%
183,738
-572
-0.3% -$10.3K
LMT icon
154
Lockheed Martin
LMT
$134B
$3.13M 0.16%
6,429
-6,545
-50% -$3.04M
IVE icon
155
iShares S&P 500 Value ETF
IVE
$48.9B
$3.12M 0.16%
21,528
-3,190
-13% -$455K
GILD icon
156
Gilead Sciences
GILD
$161B
$3.11M 0.16%
36,220
-6,599
-15% -$523K
RFDI icon
157
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$3.09M 0.15%
58,134
+13,074
+29% +$670K
VYM icon
158
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.07M 0.15%
28,400
+715
+3% +$76.1K
PSLV icon
159
Sprott Physical Silver Trust
PSLV
$11.9B
$3.05M 0.15%
370,204
+141,080
+62% +$1.03M
IBM icon
160
IBM
IBM
$202B
$3.05M 0.15%
21,625
-78
-0.4% -$10.8K
BND icon
161
Vanguard Total Bond Market
BND
$157B
$3.04M 0.15%
42,278
+268
+0.6% +$19.2K
PAYX icon
162
Paychex
PAYX
$40.4B
$3.03M 0.15%
26,248
-18,603
-41% -$2.18M
FIS icon
163
Fidelity National Information Services
FIS
$21.5B
$3M 0.15%
44,227
-2,101
-5% -$149K
BSJP
164
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$2.98M 0.15%
134,688
-9,930
-7% -$220K
VIG icon
165
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.97M 0.15%
19,587
+789
+4% +$118K
BP icon
166
BP
BP
$113B
$2.95M 0.15%
84,369
+231
+0.3% +$7.69K
SBLK icon
167
Star Bulk Carriers
SBLK
$3.14B
$2.93M 0.15%
152,561
-1,656
-1% -$32.2K
UNP icon
168
Union Pacific
UNP
$183B
$2.85M 0.14%
13,756
-1,453
-10% -$298K
D icon
169
Dominion Energy
D
$62.5B
$2.85M 0.14%
46,438
-1,259
-3% -$79.1K
GOGL
170
DELISTED
Golden Ocean Group
GOGL
$2.82M 0.14%
324,140
-17,272
-5% -$150K
RHI icon
171
Robert Half
RHI
$3.61B
$2.81M 0.14%
38,007
-194
-0.5% -$14.8K
SBUX icon
172
Starbucks
SBUX
$118B
$2.79M 0.14%
28,076
-21,433
-43% -$2.02M
PHYS icon
173
Sprott Physical Gold
PHYS
$14.6B
$2.78M 0.14%
197,162
+101,310
+106% +$1.35M
SPYD icon
174
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$2.74M 0.14%
69,204
+6,795
+11% +$266K
DIS icon
175
Walt Disney
DIS
$165B
$2.71M 0.14%
31,170
-2,578
-8% -$247K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.