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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
151
iShares S&P 500 Value ETF
IVE
$48.9B
$3.18M 0.17%
24,718
-1,034
-4% -$147K
GLD icon
152
SPDR Gold Trust
GLD
$131B
$3.15M 0.16%
20,382
-3,095
-13% -$498K
ROL icon
153
Rollins
ROL
$18.6B
$3.15M 0.16%
90,728
-979
-1% -$35.3K
BSJP
154
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$3.15M 0.16%
144,618
+9,628
+7% +$216K
TMUS icon
155
T-Mobile US
TMUS
$193B
$3.15M 0.16%
23,445
-76
-0.3% -$10.7K
ISTB icon
156
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$3.12M 0.16%
67,761
+22,366
+49% +$1.06M
VEU icon
157
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.12M 0.16%
70,431
+1,572
+2% +$77.8K
TXN icon
158
Texas Instruments
TXN
$255B
$3.12M 0.16%
20,132
+2,420
+14% +$406K
COP icon
159
ConocoPhillips
COP
$147B
$3.08M 0.16%
30,047
+5,895
+24% +$588K
DWAW icon
160
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$91.6M
$3.06M 0.16%
109,331
-4,534
-4% -$140K
FDL icon
161
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$3.05M 0.16%
94,886
+74,739
+371% +$2.67M
PIZ icon
162
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$3.02M 0.16%
124,219
-6,562
-5% -$182K
BND icon
163
Vanguard Total Bond Market
BND
$157B
$3M 0.16%
42,010
+2,873
+7% +$215K
PNC icon
164
PNC Financial Services
PNC
$100B
$2.99M 0.16%
19,975
+1,689
+9% +$274K
EEFT icon
165
Euronet Worldwide
EEFT
$3.02B
$2.97M 0.15%
39,160
-50
-0.1% -$4.69K
UNP icon
166
Union Pacific
UNP
$183B
$2.97M 0.15%
15,209
+1,633
+12% +$361K
SYK icon
167
Stryker
SYK
$127B
$2.97M 0.15%
14,642
+703
+5% +$148K
AZO icon
168
AutoZone
AZO
$48.3B
$2.96M 0.15%
1,383
+9
+0.7% +$19.6K
COWZ icon
169
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$2.95M 0.15%
71,948
-290,803
-80% -$13.1M
FDS icon
170
Factset
FDS
$9.05B
$2.95M 0.15%
7,374
+62
+0.8% +$26.2K
IWD icon
171
iShares Russell 1000 Value ETF
IWD
$82B
$2.95M 0.15%
21,641
-1,258
-5% -$189K
LESL icon
172
Leslie's
LESL
$11.6M
$2.94M 0.15%
9,985
-197
-2% -$59.2K
RHI icon
173
Robert Half
RHI
$3.61B
$2.92M 0.15%
38,201
+1,666
+5% +$130K
CTVA icon
174
Corteva
CTVA
$59.7B
$2.88M 0.15%
50,435
+1,957
+4% +$114K
FXN icon
175
First Trust Energy AlphaDEX Fund
FXN
$398M
$2.88M 0.15%
184,310
+21,788
+13% +$356K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.