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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFRA icon
151
iShares US Infrastructure ETF
IFRA
$4.6B
$312K 0.12%
+12,763
New +$314K
EXAS
152
DELISTED
Exact Sciences
EXAS
$311K 0.12%
3,053
+64
+2% +$5.53K
HDV
153
iShares Core High Dividend ETF
HDV
$14.5B
$311K 0.12%
19,290
-3,060
-14% -$50.9K
PGX icon
154
Invesco Preferred ETF
PGX
$3.81B
$307K 0.12%
20,864
-272
-1% -$3.99K
ITOT icon
155
iShares Core S&P Total US Stock Market ETF
ITOT
$93.5B
$302K 0.12%
4,003
+908
+29% +$67.8K
BF.B icon
156
Brown-Forman Class B
BF.B
$12.6B
$300K 0.11%
3,986
-3,261
-45% -$233K
AOR icon
157
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.64B
$298K 0.11%
6,150
– –
FPEI icon
158
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$298K 0.11%
15,372
-1,704
-10% -$32.9K
IWX icon
159
iShares Russell Top 200 Value ETF
IWX
$3.94B
$294K 0.11%
5,756
-400
-6% -$20.5K
NVDA icon
160
NVIDIA
NVDA
$4.76T
$290K 0.11%
21,440
-329,440
-94% -$3.83M
BND icon
161
Vanguard Total Bond Market
BND
$158B
$287K 0.11%
3,254
-67,847
-95% -$6.02M
CME icon
162
CME Group
CME
$92.3B
$287K 0.11%
1,714
-58
-3% -$9.77K
USA icon
163
Liberty All-Star Equity Fund
USA
$1.76B
$285K 0.11%
47,442
+987
+2% +$5.9K
C icon
164
Citigroup
C
$223B
$284K 0.11%
6,580
-1,299
-16% -$64.7K
SPNS
165
DELISTED
Sapiens International
SPNS
$282K 0.11%
+9,212
New +$282K
TER icon
166
Teradyne
TER
$52.4B
$282K 0.11%
+3,549
New +$301K
BNO icon
167
United States Brent Oil Fund
BNO
$755M
$281K 0.11%
26,400
– –
SKYY icon
168
First Trust Cloud Computing ETF
SKYY
$2.78B
$280K 0.11%
3,570
-45,060
-93% -$3.5M
XBI icon
169
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$280K 0.11%
2,512
-824
-25% -$92.4K
MBB icon
170
iShares MBS ETF
MBB
$39.1B
$278K 0.11%
2,521
+253
+11% +$28K
TWTR
171
DELISTED
Twitter, Inc.
TWTR
$277K 0.11%
6,224
-1,482
-19% -$56.9K
DVY icon
172
iShares Select Dividend ETF
DVY
$23.8B
$276K 0.11%
3,386
-11,044
-77% -$921K
QQEW icon
173
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$275K 0.11%
3,187
-22,241
-87% -$1.89M
FHN icon
174
First Horizon
FHN
$12.1B
$273K 0.1%
28,977
+9,714
+50% +$91.3K
MHF
175
Western Asset Municipal High Income Fund
MHF
$152M
$269K 0.1%
+36,109
New +$267K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.