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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
151
Duke Energy
DUK
$102B
$2.19M 0.17%
23,976
+62
+0.3% +$5.68K
MANH icon
152
Manhattan Associates
MANH
$8.97B
$2.15M 0.17%
+27,026
New +$2.15M
ROKU icon
153
Roku
ROKU
$21.1B
$2.14M 0.17%
+15,994
New +$2.2M
MMP
154
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.14M 0.17%
34,069
-636
-2% -$39.6K
NVR icon
155
NVR
NVR
$17.2B
$2.13M 0.16%
+559
New +$2.07M
MSCI icon
156
MSCI
MSCI
$40B
$2.13M 0.16%
+8,240
New +$2.01M
KEYS icon
157
Keysight
KEYS
$54.5B
$2.09M 0.16%
+20,336
New +$2.08M
TXN icon
158
Texas Instruments
TXN
$255B
$2.08M 0.16%
16,220
+2,182
+16% +$269K
HON icon
159
Honeywell
HON
$77.1B
$2.07M 0.16%
12,432
+4,371
+54% +$715K
BDX icon
160
Becton Dickinson
BDX
$43.1B
$2.07M 0.16%
7,792
+6,408
+463% +$1.6M
PFE icon
161
Pfizer
PFE
$140B
$2.03M 0.16%
54,633
+289
+0.5% +$10.3K
NSC icon
162
Norfolk Southern
NSC
$78.8B
$2.01M 0.15%
10,340
+3,677
+55% +$690K
LIN icon
163
Linde
LIN
$237B
$2M 0.15%
9,414
+6,609
+236% +$1.33M
IWF icon
164
iShares Russell 1000 Growth ETF
IWF
$122B
$2M 0.15%
45,464
+19,480
+75% +$813K
BRK.B icon
165
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.99M 0.15%
8,800
-391
-4% -$84.9K
CDNS icon
166
Cadence Design Systems
CDNS
$90B
$1.99M 0.15%
+28,719
New +$1.93M
WFC icon
167
Wells Fargo
WFC
$261B
$1.99M 0.15%
37,011
+5,281
+17% +$277K
VTV icon
168
Vanguard Value ETF
VTV
$189B
$1.98M 0.15%
16,519
+734
+5% +$84.7K
CVS icon
169
CVS Health
CVS
$137B
$1.98M 0.15%
26,640
+4,604
+21% +$323K
FCVT icon
170
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$1.97M 0.15%
59,642
+3,346
+6% +$107K
COP icon
171
ConocoPhillips
COP
$147B
$1.97M 0.15%
30,344
+5,342
+21% +$314K
JCI icon
172
Johnson Controls International
JCI
$87.5B
$1.97M 0.15%
48,424
-448
-0.9% -$18.9K
NVS icon
173
Novartis
NVS
$295B
$1.94M 0.15%
20,444
+10,968
+116% +$984K
GNTX icon
174
Gentex
GNTX
$4.88B
$1.93M 0.15%
66,628
+58,220
+692% +$1.64M
CMCSA icon
175
Comcast
CMCSA
$79.1B
$1.93M 0.15%
42,840
+15,477
+57% +$689K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.