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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
151
lululemon athletica
LULU
$12.6B
$822K 0.13%
10,300
– –
IAU icon
152
iShares Gold Trust
IAU
$63.1B
$821K 0.13%
32,376
-1,003
-3% -$24.6K
AOK icon
153
iShares Core Conservative Allocation ETF
AOK
$804M
$810K 0.12%
23,331
-731
-3% -$25.3K
JPS
154
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$799K 0.12%
78,664
-500
-0.6% -$5.15K
CSCO icon
155
Cisco
CSCO
$447B
$788K 0.12%
20,420
+1,001
+5% +$35.8K
HYLS icon
156
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$786K 0.12%
16,150
+2,280
+16% +$111K
IJH icon
157
iShares Core S&P Mid-Cap ETF
IJH
$123B
$770K 0.12%
20,100
+3,565
+22% +$132K
VPU
158
Vanguard Utilities ETF
VPU
$8.86B
$769K 0.12%
6,710
-737
-10% -$89K
CMCSA icon
159
Comcast
CMCSA
$79.3B
$719K 0.11%
17,784
-4,367
-20% -$164K
PKG icon
160
Packaging Corp of America
PKG
$21.3B
$705K 0.11%
5,832
-1
-0% -$116
CB icon
161
Chubb
CB
$138B
$703K 0.11%
4,868
-73
-1% -$10.9K
IBM icon
162
IBM
IBM
$199B
$698K 0.11%
4,728
+1,051
+29% +$153K
V icon
163
Visa
V
$671B
$697K 0.11%
6,055
+197
+3% +$21.8K
DVY icon
164
iShares Select Dividend ETF
DVY
$23.8B
$692K 0.11%
7,013
-7,946
-53% -$765K
CVS icon
165
CVS Health
CVS
$138B
$691K 0.11%
9,260
+12
+0.1% +$872
BKLN icon
166
Invesco Senior Loan ETF
BKLN
$7.1B
$689K 0.11%
29,842
+1,800
+6% +$41.6K
IWP icon
167
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
$685K 0.1%
11,104
-1,546
-12% -$90.9K
MDT icon
168
Medtronic
MDT
$106B
$681K 0.1%
8,118
+8
+0.1% +$641
MU icon
169
Micron Technology
MU
$1.06T
$677K 0.1%
+14,546
New +$627K
ITA icon
170
iShares US Aerospace & Defense ETF
ITA
$14.3B
$671K 0.1%
7,090
+140
+2% +$12.8K
UNP icon
171
Union Pacific
UNP
$180B
$671K 0.1%
4,958
-365
-7% -$44K
IIM icon
172
Invesco Value Municipal Income Trust
IIM
$586M
$660K 0.1%
44,237
– –
IWV icon
173
iShares Russell 3000 ETF
IWV
$19.5B
$660K 0.1%
4,153
+2,124
+105% +$328K
TXN icon
174
Texas Instruments
TXN
$257B
$659K 0.1%
6,131
-750
-11% -$73K
GD icon
175
General Dynamics
GD
$105B
$657K 0.1%
3,222
-935
-22% -$191K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.