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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
(+3%)
Cap. Flow
+$9.71M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$57.2M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$19.7M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$19.6M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$7.03M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$7.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$21.7M |
| 2 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$20M |
| 3 |
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
|
+$19.4M |
| 4 |
State Street SPDR ICE Preferred Securities ETF
PSK
|
+$12.9M |
| 5 |
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
|
+$12.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.45% |
| 2 | Energy | 3.39% |
| 3 | Communication Services | 3.38% |
| 4 | Technology | 3.26% |
| 5 | Consumer Staples | 3.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Vanguard S&P 500 ETF
VOO
$967B
| $612K | 0.12% |
3,081
| – | – |
|
152
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
| $611K | 0.12% |
24,129
+1,914
| +9% | +$47.7K |
|
153
Qualcomm
QCOM
$180B
| $610K | 0.12% |
8,900
+1,068
| +14% | +$65K |
|
154
Mitek Systems
MITK
$718M
| $607K | 0.12% |
73,220
| – | – |
|
155
Cisco
CSCO
$444B
| $604K | 0.12% |
19,049
-1,956
| -9% | -$60.2K |
|
156
Vanguard High Dividend Yield ETF
VYM
$80.6B
| $602K | 0.12% |
8,343
-764
| -8% | -$55.5K |
|
157
Plains GP Holdings
PAGP
$5.25B
| $596K | 0.12% |
17,304
+13,519
| +357% | +$408K |
|
158
United States Natural Gas Fund
UNG
$473M
| $596K | 0.12% |
+4,454
| New | +$588K |
|
159
GoPro
GPRO
$119M
| $595K | 0.12% |
+35,655
| New | +$490K |
|
160
Amgen
AMGN
$201B
| $594K | 0.12% |
3,557
+848
| +31% | +$143K |
|
161
Energy Transfer Partners
ET
$70.3B
| $591K | 0.12% |
35,200
-1,600
| -4% | -$27K |
|
162
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
| $591K | 0.12% |
9,715
+989
| +11% | +$60.1K |
|
163
Vanguard Large-Cap ETF
VV
$51.8B
| $580K | 0.12% |
+5,850
| New | +$579K |
|
164
State Street SPDR Dow Jones International Real Estate ETF
RWX
$262M
| $568K | 0.11% |
13,616
+1,931
| +17% | +$81.2K |
|
165
iShares Core Conservative Allocation ETF
AOK
$803M
| $566K | 0.11% |
16,950
| – | – |
|
166
US Commodity Index
USCI
$376M
| $542K | 0.11% |
13,064
-226,710
| -95% | -$9.52M |
|
167
FedEx
FDX
$74.7B
| $537K | 0.11% |
3,076
-40
| -1% | -$6.55K |
|
168
3D Systems Corp
DDD
$423M
| $534K | 0.11% |
+29,740
| New | +$446K |
|
169
Packaging Corp of America
PKG
$20.8B
| $534K | 0.11% |
6,570
-25
| -0.4% | -$1.91K |
|
170
Lowe's Companies
LOW
$113B
| $533K | 0.11% |
7,372
+843
| +13% | +$65.6K |
|
171
Invesco Large Cap Value ETF
PWV
$1.65B
| $532K | 0.11% |
16,907
| – | – |
|
172
RTX Corp
RTX
$282B
| $530K | 0.11% |
8,288
-29
| -0.3% | -$1.92K |
|
173
VF Corp
VFC
$6.49B
| $524K | 0.11% |
9,918
+143
| +1% | +$8.26K |
|
174
PPG Industries
PPG
$25.4B
| $522K | 0.1% |
+5,049
| New | +$530K |
|
|
MPVD
175
DELISTED
Mountain Province Diamonds Inc.
MPVD
| $521K | 0.1% |
99,500
-850
| -0.8% | -$4.21K |
|
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Prospera Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.
By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.
- Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
- Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
- Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
- Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
- Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
- Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
- Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.
Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.