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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EELV icon
151
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$427M
$379K 0.1%
18,050
-7,007
-28% -$159K
BSCF
152
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$374K 0.09%
17,300
-400
-2% -$8.66K
HBANP
153
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$372K 0.09%
279
– –
XLF icon
154
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$371K 0.09%
18,651
-110,230
-86% -$2.34M
STX icon
155
Seagate
STX
$193B
$365K 0.09%
8,156
-6,534
-44% -$316K
OIH icon
156
VanEck Oil Services ETF
OIH
$2.06B
$364K 0.09%
+662
New +$406K
RTX icon
157
RTX Corp
RTX
$287B
$362K 0.09%
6,464
+3,458
+115% +$213K
LOW icon
158
Lowe's Companies
LOW
$116B
$358K 0.09%
5,793
+572
+11% +$39.3K
IJT icon
159
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$353K 0.09%
5,872
-1,336
-19% -$85.5K
VOO icon
160
Vanguard S&P 500 ETF
VOO
$968B
$353K 0.09%
2,011
+35
+2% +$6.51K
ET icon
161
Energy Transfer Partners
ET
$70.1B
$352K 0.09%
16,926
– –
MDLZ icon
162
Mondelez International
MDLZ
$77.7B
$352K 0.09%
9,005
+113
+1% +$4.87K
LUMO
163
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$351K 0.09%
1,089
-22
-2% -$9.66K
NEAR icon
164
iShares Short Maturity Bond ETF
NEAR
$4.8B
$350K 0.09%
+6,980
New +$350K
DHR icon
165
Danaher
DHR
$135B
$349K 0.09%
6,088
-683
-10% -$40.4K
USMV icon
166
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$348K 0.09%
8,781
-1,000
-10% -$40.9K
IWD icon
167
iShares Russell 1000 Value ETF
IWD
$82B
$347K 0.09%
3,725
+1,148
+45% +$114K
FHLC icon
168
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$344K 0.09%
+10,817
New +$382K
MGK icon
169
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$341K 0.09%
21,925
-1,750
-7% -$28.9K
IJK icon
170
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$338K 0.09%
8,604
-1,972
-19% -$82.3K
ABT icon
171
Abbott
ABT
$180B
$336K 0.09%
8,361
-191
-2% -$9K
PCI
172
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$329K 0.08%
18,000
+5,000
+38% +$96.2K
SNY icon
173
Sanofi
SNY
$104B
$328K 0.08%
+7,518
New +$383K
FBT icon
174
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$325K 0.08%
3,209
+889
+38% +$106K
FGD icon
175
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$321K 0.08%
14,890
-4,897
-25% -$114K
5 6
7
8 9

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EDRH
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GAM
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CIA
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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.