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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
151
Alibaba
BABA
$269B
$427K 0.11%
+4,110
New +$422K
EELV icon
152
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$427M
$423K 0.11%
16,532
-9,383
-36% -$247K
MBLY
153
DELISTED
Mobileye N.V.
MBLY
$421K 0.1%
+10,370
New +$487K
GAS
154
DELISTED
AGL Resources Inc
GAS
$418K 0.1%
+7,660
New +$405K
WMT icon
155
Walmart Inc
WMT
$871B
$417K 0.1%
14,577
– –
FBT icon
156
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$413K 0.1%
4,046
-435
-10% -$42.5K
PM icon
157
Philip Morris
PM
$301B
$413K 0.1%
5,067
+299
+6% +$25.7K
MMP
158
DELISTED
Magellan Midstream Partners, L.P.
MMP
$409K 0.1%
4,946
+1,058
+27% +$86.4K
VEA icon
159
Vanguard FTSE Developed Markets ETF
VEA
$226B
$402K 0.1%
10,620
-425
-4% -$16.5K
BA icon
160
Boeing
BA
$165B
$400K 0.1%
3,075
-250
-8% -$31.7K
AMT icon
161
American Tower
AMT
$77.7B
$399K 0.1%
4,035
-158
-4% -$15.5K
CAJ
162
DELISTED
Canon, Inc.
CAJ
$397K 0.1%
+12,532
New +$396K
CM icon
163
Canadian Imperial Bank of Commerce
CM
$107B
$396K 0.1%
9,323
+221
+2% +$9.77K
DIS icon
164
Walt Disney
DIS
$165B
$396K 0.1%
4,208
-268
-6% -$24.2K
GDX icon
165
VanEck Gold Miners ETF
GDX
$23B
$396K 0.1%
+21,520
New +$416K
IWM icon
166
iShares Russell 2000 ETF
IWM
$80.9B
$396K 0.1%
3,309
-13,589
-80% -$1.55M
TE
167
DELISTED
TECO ENERGY INC
TE
$394K 0.1%
+19,248
New +$372K
MGK icon
168
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$392K 0.1%
24,100
-5,570
-19% -$88.6K
IGIB icon
169
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$391K 0.1%
7,156
-26
-0.4% -$1.43K
PFE icon
170
Pfizer
PFE
$140B
$389K 0.1%
13,158
+2,059
+19% +$59K
HPQ icon
171
HP
HPQ
$23.5B
$388K 0.1%
21,285
+2,017
+10% +$33.8K
DOC icon
172
Healthpeak Properties
DOC
$15.4B
$387K 0.1%
9,654
-55
-0.6% -$2.18K
OXY icon
173
Occidental Petroleum
OXY
$57B
$385K 0.1%
+4,779
New +$397K
DHR icon
174
Danaher
DHR
$135B
$384K 0.1%
6,658
-37
-0.6% -$2.01K
HSY icon
175
Hershey
HSY
$35.4B
$381K 0.1%
+3,667
New +$357K
5 6
7
8 9

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.