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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
151
iShares S&P 100 ETF
OEF
$19.8B
$403K 0.11%
+4,570
New +$402K
PM icon
152
Philip Morris
PM
$301B
$398K 0.11%
4,768
+5
+0.1% +$423
VOD icon
153
Vodafone
VOD
$34.9B
$394K 0.11%
11,979
-10,144
-46% -$338K
AMT icon
154
American Tower
AMT
$77.7B
$393K 0.11%
4,193
+837
+25% +$79.7K
IGIB icon
155
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$393K 0.11%
7,182
-34
-0.5% -$1.87K
PBI icon
156
Pitney Bowes
PBI
$2.42B
$392K 0.11%
15,706
-6,388
-29% -$171K
KO icon
157
Coca-Cola
KO
$354B
$390K 0.11%
10,137
+489
+5% +$20.2K
AEG icon
158
Aegon
AEG
$13.5B
$386K 0.1%
+68,061
New +$385K
GSK icon
159
GSK
GSK
$103B
$381K 0.1%
6,622
+2,392
+57% +$147K
AGN
160
DELISTED
Allergan Inc
AGN
$374K 0.1%
2,100
– –
MMM icon
161
3M
MMM
$89B
$371K 0.1%
3,494
-509
-13% -$61.2K
HBANP
162
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$370K 0.1%
279
– –
PYZ icon
163
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$76.7M
$369K 0.1%
6,682
+447
+7% +$25.2K
SON icon
164
Sonoco
SON
$5.76B
$369K 0.1%
+9,385
New +$383K
IGOV icon
165
iShares International Treasury Bond ETF
IGOV
$1.34B
$367K 0.1%
7,404
+570
+8% +$29.4K
EWL icon
166
iShares MSCI Switzerland ETF
EWL
$2.12B
$360K 0.1%
11,069
+1,470
+15% +$49.2K
CXP
167
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$356K 0.1%
14,919
– –
BR icon
168
Broadridge
BR
$17.2B
$354K 0.1%
8,500
– –
DOC icon
169
Healthpeak Properties
DOC
$15.4B
$351K 0.09%
9,709
+220
+2% +$8.34K
FDN icon
170
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$351K 0.09%
10,457
-1,057
-9% -$64K
VFH icon
171
Vanguard Financials ETF
VFH
$13.3B
$348K 0.09%
7,493
+785
+12% +$36.6K
VOO icon
172
Vanguard S&P 500 ETF
VOO
$968B
$348K 0.09%
1,925
– –
PSX icon
173
Phillips 66
PSX
$82.9B
$347K 0.09%
4,464
-50
-1% -$4.16K
QCOM icon
174
Qualcomm
QCOM
$176B
$344K 0.09%
5,595
-350
-6% -$26.8K
DHR icon
175
Danaher
DHR
$135B
$342K 0.09%
6,695
– –
5 6
7
8 9

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.