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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDSB icon
1676
PDS Biotechnology
PDSB
$37.3M
$0 ﹤0.01%
+100
New +$280
PGF icon
1677
Invesco Financial Preferred ETF
PGF
$675M
– –
-89,763
Closed -$1.61M
PKG icon
1678
Packaging Corp of America
PKG
$22.3B
– –
-7,736
Closed -$772K
PRTA icon
1679
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
+24
New +$289
PRTS icon
1680
CarParts.com
PRTS
$43.1M
– –
-1,647
Closed -$143K
RDVY icon
1681
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
– –
-73,588
Closed -$2.27M
RFCI icon
1682
ALPS Dynamic Core Income ETF
RFCI
$15.5M
– –
-198,432
Closed -$5.2M
RFDI icon
1683
First Trust RiverFront Dynamic Developed International ETF
RFDI
$162M
– –
-20,828
Closed -$1.11M
RFEM icon
1684
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$75.5M
– –
-5,696
Closed -$317K
RQI icon
1685
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
– –
-65,722
Closed -$718K
ECHO
1686
EchoStar
ECHO
$24.7B
$0 ﹤0.01%
+11
New +$307
SBH icon
1687
Sally Beauty Holdings
SBH
$1.48B
$0 ﹤0.01%
+40
New +$481
SBUX icon
1688
Starbucks
SBUX
$119B
– –
-49,161
Closed -$3.62M
SCHB icon
1689
Schwab US Broad Market ETF
SCHB
$42.9B
– –
-24,000
Closed -$294K
SCHF icon
1690
Schwab International Equity ETF
SCHF
$65.8B
– –
-14,558
Closed -$217K
SO icon
1691
Southern Company
SO
$108B
– –
-23,936
Closed -$1.24M
SPDW icon
1692
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$0 ﹤0.01%
+17
New +$496
SPHD icon
1693
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
– –
-20,701
Closed -$681K
SUN icon
1694
Sunoco
SUN
$14.6B
$0 ﹤0.01%
+16
New +$403
TBT icon
1695
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
– –
-19,830
Closed -$315K
TIPT icon
1696
Tiptree Inc
TIPT
$694M
– –
-37,948
Closed -$245K
TMFC icon
1697
Motley Fool 100 Index ETF
TMFC
$2.02B
– –
-14,570
Closed -$408K
TROW icon
1698
T. Rowe Price
TROW
$25.8B
– –
-16,365
Closed -$2.02M
TTE icon
1699
TotalEnergies
TTE
$193B
$0 ﹤0.01%
+13
New +$495
UBSI icon
1700
United Bankshares
UBSI
$6.74B
– –
-15,356
Closed -$425K
66 67
68
69 70

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.