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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMRS
1651
DELISTED
Amyris Inc.
AMRS
– –
-9,700
Closed -$18K
PDCE
1652
DELISTED
PDC Energy, Inc.
PDCE
– –
-357
Closed -$22K
APPH
1653
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-3,243
Closed -$11K
UNVR
1654
DELISTED
Univar Solutions Inc.
UNVR
– –
-572
Closed -$14K
NOVN
1655
DELISTED
Novan, Inc. Common Stock
NOVN
– –
-4,513
Closed -$11K
BICK
1656
DELISTED
First Trust BICK Index Fund
BICK
– –
-1,254
Closed -$33K
ROCC
1657
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-1,526
Closed -$50K
DCP
1658
DELISTED
DCP Midstream, LP
DCP
– –
-2,765
Closed -$82K
CS
1659
DELISTED
Credit Suisse Group
CS
– –
-65
Closed –
AQUA
1660
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-419
Closed -$14K
RIDE
1661
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-356
Closed -$8K
ABB
1662
DELISTED
ABB Ltd
ABB
– –
-1,681
Closed -$45K
SUMO
1663
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
– –
-241
Closed -$2K
SI
1664
DELISTED
Silvergate Capital Corporation
SI
– –
-676
Closed -$36K
FRC
1665
DELISTED
First Republic Bank
FRC
– –
-594
Closed -$86K
TIG
1666
DELISTED
Trean Insurance Group, Inc. Common Stock
TIG
– –
-603
Closed -$4K
DCT
1667
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
– –
-1,434
Closed -$21K
IAA
1668
DELISTED
IAA, Inc. Common Stock
IAA
– –
-226
Closed -$7K
LYLT
1669
DELISTED
Loyalty Ventures Inc. Common Stock
LYLT
– –
-138
Closed –
SRNE
1670
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-8,200
Closed -$16K
LHCG
1671
DELISTED
LHC Group LLC
LHCG
– –
-174
Closed -$27K
SJI
1672
DELISTED
South Jersey Industries, Inc.
SJI
– –
-5,650
Closed -$193K
FNI
1673
DELISTED
First Trust Chindia ETF
FNI
– –
-1,494
Closed -$61K
ABMD
1674
DELISTED
Abiomed Inc
ABMD
– –
-487
Closed -$121K
CLVS
1675
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-9,150
Closed -$16K
64 65 66
67
68

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.